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- Tasks: Join a dynamic team managing compliance and regulatory activities in a fast-paced financial environment.
- Company: Be part of a leading Financial Services institution based in central London.
- Benefits: Enjoy a competitive salary, hybrid working options, and exposure to senior stakeholders.
- Why this job: This role offers variety, challenges, and the chance to influence change in compliance practices.
- Qualifications: Ideal for those with experience in UK regulations, particularly FCA and PRA.
- Other info: Permanent position with opportunities for professional growth and development.
The predicted salary is between 43200 - 72000 £ per year.
Graff Search is delighted to partner with this leading Financial Services institution in central London in search for a Compliance Manager for their UK operation. The role reports directly to the UK Head of Compliance and is positioned within a small Compliance team where you are exposed to all regulatory activities, including AML / Financial Crime across the UK business whilst working closely with Operational Risk, Audit and Compliance Committees across the group.
This role will suit someone that has cut their teeth in the UK regulatory field and has a good understanding of FCA &/or PRA regulations and enjoys a varied role where no one day is the same. As well as being technically challenging, you will also be exposed to Senior Stakeholders within the business where you will be expected to influence change and monitor and highlight any regulatory issues.
This is a 360 compliance role where you will be expected to offer:
- Compliance Advisory tasks to the business
- Monitoring & Reporting tasks
- Ad hoc tasks, including Data Protection matters (GDPR)
This is a permanent appointment offering a competitive package and 3 days hybrid working in central London.
For further information, please contact Stuart Vines on: stuart@graffsearch.co.uk or Tel: 0203 026 2236.
Compliance Manager (London Area) employer: Graff Search
Contact Detail:
Graff Search Recruiting Team
stuart@graffsearch.co.uk
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager (London Area)
✨Tip Number 1
Familiarise yourself with the latest FCA and PRA regulations. Being well-versed in these guidelines will not only boost your confidence during discussions but also demonstrate your commitment to compliance, making you a more attractive candidate.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in financial services. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance management.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully influenced change or resolved regulatory issues. Having concrete examples ready will showcase your problem-solving skills and ability to navigate complex compliance landscapes.
✨Tip Number 4
Research the company’s culture and values. Understanding their approach to compliance and risk management will help you tailor your conversations and show that you're not just a fit for the role, but also for the organisation as a whole.
We think you need these skills to ace Compliance Manager (London Area)
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to grasp the key responsibilities and requirements of the Compliance Manager position. Highlight your relevant experience in compliance, particularly with FCA and PRA regulations.
Tailor Your CV: Customise your CV to reflect your experience in compliance advisory tasks, monitoring, reporting, and any exposure to data protection matters. Use specific examples that demonstrate your ability to influence change and manage regulatory issues.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your understanding of the financial services sector. Mention how your skills align with the varied nature of the role and your ability to work with senior stakeholders.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Graff Search
✨Know Your Regulations
Make sure you have a solid understanding of FCA and PRA regulations. Brush up on recent changes and be prepared to discuss how they impact compliance in the financial services sector.
✨Showcase Your Experience
Be ready to share specific examples from your past roles where you've successfully navigated compliance challenges. Highlight any experience with AML and Financial Crime, as well as your ability to influence change within an organisation.
✨Engage with Stakeholders
Demonstrate your ability to work with senior stakeholders. Prepare to discuss how you've effectively communicated compliance issues and influenced decision-making in previous positions.
✨Prepare for Technical Questions
Expect technical questions related to compliance advisory tasks, monitoring, and reporting. Familiarise yourself with common scenarios and be ready to explain how you would handle them.
