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- Tasks: Ensure compliance with FCA regulations and develop internal policies.
- Company: Join Love Finance, a top finance broker empowering UK businesses since 2016.
- Benefits: Competitive salary, great workplace culture, and opportunities for growth.
- Why this job: Be part of a fast-growing company with a 4.9-star rating on Trust Pilot.
- Qualifications: 3-5 years in compliance within FCA-regulated firms; knowledge of FCA regulations required.
- Other info: Applications may not be contacted until after the Christmas break.
The predicted salary is between 28000 - 42000 £ per year.
Love Finance: Compliance Officer – Permanent – Full Time – Birmingham City Centre – Ideally Full Time in the Office – £34,000 – £60,000 depending on experience
**Please note, applications for this role may not be contacted until after the Christmas break**
Love Finance is a leading online finance broker and lender dedicated to empowering UK businesses. Since 2016, Love Finance have been instrumental in assisting thousands of companies in accessing funding via cutting-edge, technology. Ranked in the Top 15 fastest growing finance companies , with Great Places to Work certification and a 4.9-star rating on Trust Pilot , we consistently surpass our targets and are looking to secure a Compliance Officer to continue our growth trajectory.
About You as Compliance Officer:
Love Finance are seeking a dedicated and proactive Compliance Officer to join our team. The ideal candidate will be responsible for ensuring our business operates in full compliance with the Financial Conduct Authority (FCA) regulations and other relevant legal frameworks. This is a critical role, supporting the continued growth and success of the firm by mitigating regulatory risks and ensuring that we meet all compliance obligations in a fast-paced environment.
Role: Compliance Officer
Type: Permanent
Working Pattern: Monday to Friday – Ideally full time in the office
Location: Birmingham City Centre
Salary: £34,000 to £60,000 per annum depending on experience
The Role of the Compliance Officer:
- Regulatory Compliance: Monitor and ensure compliance with all relevant FCA rules and regulations, as well as other applicable legal frameworks. Stay up to date with changes in laws, regulations, and industry best practices
- Policy & Procedure Development: Assist in the development, implementation, and regular review of compliance policies, procedures, and internal controls to ensure they are in line with regulatory requirements and best practices
- Compliance Monitoring & Reporting: Conduct regular compliance monitoring, audits, and reviews to identify potential risks or non-compliance. Prepare and submit internal and external reports to senior management, the FCA, and other regulatory bodies as needed
- Training & Awareness: Provide compliance training to staff at all levels to ensure they are fully aware of regulatory requirements and the company’s internal compliance policies
- Risk Management: Identify, assess, and report on compliance risks, advising senior management on risk mitigation strategies. Work closely with other departments to embed a risk-aware culture across the business
- Regulatory Liaison: Act as the primary point of contact for the FCA and other regulatory bodies, handling regulatory communications and investigations
- Advisory Role: Advise senior leadership, business units, and other stakeholders on compliance-related issues, ensuring that decisions align with regulatory requirements
- KYC & AML Compliance: Oversee anti-money laundering (AML), Know Your Customer (KYC), and other related compliance programs to prevent financial crime and ensure proper due diligence is carried out
- Incident Management: Investigate potential compliance breaches, ensuring timely resolution and reporting to relevant authorities when required
- Third-Party Oversight: Ensure that third-party relationships, including vendors and contractors, comply with relevant regulatory standards
Experience of the Compliance Officer:
- At least 3–5 years of experience in a compliance role within an FCA-regulated financial services firm. Experience with consumer credit, loan brokering and lending is highly desirable
- Knowledge: Deep understanding of FCA regulations, including but not limited to the FCA Handbook, MiFID II and GDPR
Personal Attributes of Compliance Officer:
- High integrity and ethics, with a proactive approach to compliance and risk management
- Solution-oriented and adaptable, with the ability to navigate a rapidly evolving regulatory landscape
Compliance Officer employer: Love Finance
Contact Detail:
Love Finance Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Familiarize yourself with the latest FCA regulations and guidelines. This will not only help you in interviews but also demonstrate your commitment to staying updated in a fast-paced regulatory environment.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in FCA-regulated firms. Attend industry events or join relevant online forums to gain insights and make connections that could lead to opportunities.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Highlight your problem-solving skills and how you successfully navigated complex regulatory issues to show your value as a Compliance Officer.
✨Tip Number 4
Research Love Finance thoroughly. Understand their business model, values, and recent developments. Tailoring your conversation to align with their goals will show your genuine interest in the role and the company.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Officer position. Understand the key responsibilities and required qualifications, especially regarding FCA regulations and compliance practices.
Tailor Your CV: Customize your CV to highlight relevant experience in compliance roles, particularly within FCA-regulated firms. Emphasize your knowledge of regulatory frameworks and any specific achievements that demonstrate your capability in this area.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your passion for compliance and finance. Mention specific experiences that align with the role's requirements and express your enthusiasm for contributing to Love Finance's growth.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Officer.
How to prepare for a job interview at Love Finance
✨Know Your FCA Regulations
Make sure you have a solid understanding of the FCA regulations, especially the FCA Handbook, MiFID II, and GDPR. Be prepared to discuss how these regulations impact compliance in financial services.
✨Showcase Your Experience
Highlight your 3-5 years of experience in compliance roles, particularly within FCA-regulated firms. Share specific examples of how you've successfully managed compliance risks or developed policies.
✨Demonstrate Proactivity
Love Finance values a proactive approach to compliance. Be ready to discuss instances where you've identified potential compliance issues before they became problems and how you addressed them.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about how you would handle regulatory breaches or communicate with the FCA.
