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For Companies At a Glance
- Tasks: Provide regulatory and commercial legal support in a fast-paced financial environment.
- Company: Join Interactive Brokers, a leading global financial services firm known for innovation and technology.
- Benefits: Enjoy hybrid working, daily lunches, performance bonuses, and comprehensive health plans.
- Why this job: Be part of a collaborative team that values diverse perspectives and offers cross-border exposure.
- Qualifications: Qualified solicitor with 3-5 years' experience in financial regulation; strong drafting and communication skills required.
- Other info: Located in a stunning London tower, this role offers a dynamic work culture and career development opportunities.
The predicted salary is between 43200 - 72000 £ per year.
Company Overview
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
We are seeking a motivated mid-level lawyer with a strong background in financial regulation to join the legal team of a global execution-only brokerage firm. Based in London and reporting to a senior lawyer, you will provide regulatory and commercial legal support across IBKR’s UK, Irish and Dubai offices. This is a hands-on role for a collaborative, commercially minded lawyer who enjoys varied work, cross-border exposure, and partnering with the business in a fast-paced environment. We currently operate a hybrid working model in one of the most iconic City of London towers on Fenchurch Street. And you will be pleased to hear we offer lunch from a selection of vendors every day you are in the office.
Key Responsibilities
- Regulatory Advice & Change Implementation
- Advise on UK and international financial regulatory frameworks, including the FCA Handbook, UK MiFID II, Consumer Duty, relevant EU regulations (e.g., Retail Investment Strategy), and DFSA requirements.
- Support the firm’s ongoing compliance by tracking regulatory developments and assessing their impact across jurisdictions (UK, EU, UAE).
- Lead or support projects to implement legal and regulatory change, working closely with compliance and business teams.
- Commercial Legal Support
- Draft, review and negotiate a wide range of contracts, including client agreements, terms of business, SLAs, outsourcing arrangements and vendor contracts.
- Provide legal input on new commercial initiatives, including partnerships and product launches.
- Stakeholder Engagement & Internal Advisory
- Collaborate with compliance, risk, operations and trading teams to provide practical legal advice aligned with business strategy.
- Deliver training on regulatory requirements and legal developments.
Qualified solicitor (England & Wales), with a background in financial regulation gained in-house or at a law firm. We expect the successful candidate to have approximately 3–5 years’ post-qualification experience, but we’re open to hearing from strong applicants outside that range who meet the core criteria. Experience advising trading or brokerage firms on regulatory issues. Excellent drafting, negotiation and analytical skills. Ability to manage multiple workstreams and meet tight deadlines in a fast-paced environment. Clear and confident communicator, capable of translating legal issues for non-legal stakeholders. In-house experience at a brokerage firm, trading platform or similar financial services firm. Experience advising on cross-border regulatory matters. Familiarity with other international regimes (e.g., US, UAE) is a plus. This team is collaborative, supporting each other and providing guidance to meet group objectives. If you are adaptable, pragmatic and willing to get involved in a broad range of legal work, then this role is for you.
Location and hours: 20 Fenchurch Street, London, EC3M 8AF
Career support and development
- Salary commensurate with experience
- Performance-based discretionary cash bonus scheme
- Discretionary stock grant
- Group Life Assurance cover
- Group Income Protection
- Occupation pension scheme based on Gross earnings
- Above statutory annual leave, increasing with service
- We currently offer daily company-paid lunch and healthy snack options throughout the day (when working from the office)
- Access to Private Medical Insurance, Dental Plan and/or Health Cash Plan (including dependants)
- Travel season ticket loans
- Cycle to work scheme.
Interactive Brokers is an Equal Opportunity Employer committed to offering employees a diverse, equitable and inclusive workplace. If you have what it takes to become part of our London office team, please apply today!
Legal Counsel - Financial Regulation/Trading London, United Kingdom employer: Interactive Brokers Group, Inc.
Contact Detail:
Interactive Brokers Group, Inc. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Legal Counsel - Financial Regulation/Trading London, United Kingdom
✨Tip Number 1
Familiarise yourself with the latest UK and international financial regulations, especially the FCA Handbook and MiFID II. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a fast-evolving field.
✨Tip Number 2
Network with professionals in the financial regulation sector, particularly those who work at brokerage firms or in-house legal teams. Attend industry events or webinars to make connections that could lead to referrals or insider information about the role.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully navigated regulatory challenges in previous roles. Being able to articulate your experience with cross-border regulatory matters will set you apart from other candidates.
✨Tip Number 4
Showcase your collaborative skills by highlighting instances where you've worked closely with compliance, risk, or operations teams. This will demonstrate your ability to engage with various stakeholders and align legal advice with business strategies.
We think you need these skills to ace Legal Counsel - Financial Regulation/Trading London, United Kingdom
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in financial regulation and legal counsel. Emphasise any specific projects or roles that align with the responsibilities outlined in the job description.
Craft a Strong Cover Letter: Your cover letter should reflect your understanding of the financial regulatory landscape, particularly in relation to UK and international frameworks. Use this opportunity to showcase your enthusiasm for the role and how your skills can benefit Interactive Brokers.
Highlight Relevant Experience: In your application, clearly outline your experience advising trading or brokerage firms on regulatory issues. Mention any cross-border regulatory matters you have handled, as this is crucial for the role.
Showcase Communication Skills: Since the role requires clear communication with non-legal stakeholders, provide examples in your application of how you've successfully translated complex legal issues into understandable terms for various audiences.
How to prepare for a job interview at Interactive Brokers Group, Inc.
✨Understand Financial Regulations
Make sure you have a solid grasp of UK and international financial regulations, especially the FCA Handbook and MiFID II. Be prepared to discuss how these regulations impact the brokerage industry and demonstrate your ability to apply this knowledge in practical scenarios.
✨Showcase Your Drafting Skills
Since the role involves drafting and negotiating contracts, be ready to provide examples of your previous work. Highlight specific contracts you've worked on and discuss any challenges you faced and how you overcame them.
✨Prepare for Stakeholder Engagement Questions
Expect questions about how you would collaborate with various teams such as compliance, risk, and operations. Think of examples where you've successfully communicated complex legal issues to non-legal stakeholders and how you ensured alignment with business strategies.
✨Demonstrate Adaptability and Pragmatism
The role requires a hands-on approach and the ability to manage multiple workstreams. Prepare to discuss situations where you've had to adapt quickly to changing circumstances or priorities, showcasing your problem-solving skills and flexibility.
