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For Companies At a Glance
- Tasks: Provide regulatory advice and promote compliance culture in a dynamic team.
- Company: Join a well-respected business committed to strong governance and compliance.
- Benefits: Enjoy flexible working, career development, and support for qualifications.
- Why this job: Make a real impact in a growing team while developing your skills.
- Qualifications: 2 years' experience in compliance, strong communication, and policy development skills required.
- Other info: This role offers a chance to influence compliance practices and work closely with senior management.
The predicted salary is between 36000 - 60000 £ per year.
Our client is recruiting for a Compliance Advisory Officer to join their growing team. This is a fantastic opportunity to provide regulatory advice to a well-respected business and influence a strong compliance culture.
This permanent role offers flexible working with a minimum of two days in the office, and you will be based out of our Milton Keynes office.
Role Overview
The Compliance Advisory Officer will work closely with the Deputy Head of Compliance and key stakeholders across the business. You will be responsible for providing regulatory guidance, promoting good governance practices, and ensuring compliance with FCA requirements.
Key responsibilities include:
- Providing clear regulatory advice to the business in line with FCA rules and guidance
- Reviewing and updating compliance policies and promoting their use across the business
- Responding to compliance queries and escalating non-compliance issues to senior management
- Monitoring risks and maintaining compliance registers
- Assisting with regulatory training content and supporting the Learning and Development team
- Preparing reports and regulatory notifications for the FCA
- Advising on Consumer Duty obligations and ensuring good customer outcomes
What We’re Looking For
To be successful in this role, you’ll need:
- A minimum of 2 years’ experience in a compliance or audit role, ideally within financial services
- Knowledge of the FCA Handbook and the ability to interpret and apply regulatory guidance
- Strong communication skills, with the ability to deliver clear, digestible advice
- Experience in policy development and report writing
- A proactive, strategic mindset and the ability to build strong stakeholder relationships
- Attention to detail and a commitment to continuous improvement
- Protection knowledge is desirable but not essential
What’s on Offer
Our client offers a highly competitive package and a range of benefits, including:
- Flexible working arrangements
- A positive and supportive team culture
- Opportunities for career development and progression
- Support for compliance-related qualifications
This is an exclusive opportunity to make a significant impact within a growing compliance team. If you’re looking for your next step in regulatory compliance and want to be part of a forward-thinking business, we’d love to hear from you. Apply now to discuss this role in more detail!
Compliance Advisory Officer employer: Partnerships in Care
Contact Detail:
Partnerships in Care Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Advisory Officer
✨Tip Number 1
Familiarise yourself with the FCA Handbook and current regulations. This will not only help you understand the compliance landscape but also enable you to speak confidently about how your knowledge aligns with the role during any discussions.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work within financial services. Engaging with industry peers can provide insights into best practices and may even lead to referrals or recommendations for the position.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully navigated compliance challenges in previous roles. Highlighting your problem-solving skills and proactive approach will demonstrate your suitability for the Compliance Advisory Officer position.
✨Tip Number 4
Showcase your communication skills by being clear and concise in all interactions. Whether it's during a phone call or an informal chat, being able to articulate complex regulatory concepts in an understandable way is crucial for this role.
We think you need these skills to ace Compliance Advisory Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance or audit roles, particularly within financial services. Emphasise your knowledge of the FCA Handbook and any specific achievements that demonstrate your ability to provide regulatory guidance.
Craft a Strong Cover Letter: In your cover letter, clearly articulate why you are interested in the Compliance Advisory Officer position. Mention your understanding of the role's responsibilities and how your skills align with the company's needs, especially in promoting good governance practices.
Showcase Communication Skills: Since strong communication skills are essential for this role, consider including examples in your application that demonstrate your ability to deliver clear and digestible advice. This could be through previous experiences where you successfully communicated complex regulatory information.
Highlight Continuous Improvement: Mention any initiatives you've taken in past roles to improve compliance processes or policies. This shows your proactive mindset and commitment to continuous improvement, which is highly valued in this position.
How to prepare for a job interview at Partnerships in Care
✨Know Your FCA Handbook
Make sure you have a solid understanding of the FCA Handbook and its key principles. Be prepared to discuss how you've applied this knowledge in your previous roles, as it will demonstrate your expertise and ability to provide regulatory guidance.
✨Showcase Your Communication Skills
As a Compliance Advisory Officer, clear communication is crucial. Practice articulating complex compliance concepts in simple terms. During the interview, focus on how you've effectively communicated with stakeholders in the past.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills and decision-making process. Think of examples from your experience where you successfully navigated compliance challenges and be ready to explain your thought process.
✨Highlight Your Stakeholder Management Experience
Building strong relationships with stakeholders is key in this role. Prepare examples of how you've collaborated with different teams or departments to promote compliance and good governance practices.
