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- Tasks: Join us as an Audit Associate, focusing on operations in investment banking and wholesale dealing.
- Company: Cantor Fitzgerald is a global investment bank offering diverse financial services and technology solutions.
- Benefits: Enjoy a full-time role with opportunities for growth and exposure to various financial sectors.
- Why this job: Be part of a dynamic team, enhancing your analytical skills while making a real impact.
- Qualifications: Strong analytical skills and attention to detail are essential; no prior experience required.
- Other info: Participate in special projects and collaborate with key stakeholders across the organisation.
The predicted salary is between 54000 - 84000 £ per year.
The role is expected to provide core coverage to Middle and Backoffice operations of Cantor Affiliated Companies. In this capacity, auditors would be expected to understand Operations activities of multiple types of Investment Banking and Wholesale Dealing businesses. The auditor will be responsible for executing business, regulatory, compliance, and operational audits in line with the Internal Audit (IA) Plan. The candidate will contribute to the annual risk assessment process, support department initiatives, and participate in special projects.
Responsibilities include:
- Developing and executing audit test plans, documenting findings, and working with key stakeholders to address identified issues.
- Performing risk-based audit work, including walkthrough meetings, process reviews, and control testing.
- Executing detailed testing to assess the operating effectiveness of key controls and validate audit findings.
- Documenting audit work thoroughly, ensuring accuracy and completeness of audit files.
- Assisting in drafting audit reports that summarise risks, findings, and recommendations in a clear and concise manner.
- Working closely with management to confirm observations and agree on remediation plans.
- Ensuring timely execution of assigned audits while maintaining high-quality work standards.
- Supporting senior auditors and management by providing insights and recommendations on improving business processes.
- Participating in special projects and initiatives as needed.
Key Contacts and Working Relationships:
The Manager is expected to participate in audits involving Cantor Fitzgerald Group of Companies, and as part of the global Internal Audit team covering the Group, the individual might be exposed to engagements involving any of the following businesses: Cantor Fitzgerald, BGC Group Inc, and Newmark Group Inc.
Audit Associate - Operations employer: Cantor Fitzgerald
Contact Detail:
Cantor Fitzgerald Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Audit Associate - Operations
✨Tip Number 1
Familiarise yourself with the specific operations of investment banking and wholesale dealing businesses. Understanding these areas will help you engage in meaningful conversations during interviews and demonstrate your knowledge of the industry.
✨Tip Number 2
Network with professionals in the audit and finance sectors, especially those who work at Cantor Fitzgerald or similar firms. Attend industry events or join relevant online forums to build connections that could lead to referrals or insider information about the role.
✨Tip Number 3
Brush up on your analytical skills and attention to detail by practising with real-world audit scenarios. This will not only prepare you for the technical aspects of the job but also show your commitment to excelling in the role.
✨Tip Number 4
Prepare to discuss how you would approach risk assessments and audit test plans. Having a clear strategy in mind will impress interviewers and demonstrate your proactive thinking and problem-solving abilities.
We think you need these skills to ace Audit Associate - Operations
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of the Audit Associate position. Familiarise yourself with the core coverage areas such as Middle and Backoffice operations, and the types of audits you'll be conducting.
Tailor Your CV: Customise your CV to highlight relevant experience in auditing, compliance, and operational processes. Emphasise any analytical skills and attention to detail that align with the job description.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your understanding of the role and your enthusiasm for working at Cantor Fitzgerald. Mention specific experiences that demonstrate your ability to execute audit test plans and communicate findings effectively.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for spelling and grammatical errors, and ensure that all information is clear and concise. A polished application reflects your attention to detail.
How to prepare for a job interview at Cantor Fitzgerald
✨Understand the Role
Before the interview, make sure you thoroughly understand the responsibilities of an Audit Associate in Operations. Familiarise yourself with the core coverage areas, such as Middle and Backoffice operations, and be prepared to discuss how your skills align with these requirements.
✨Showcase Analytical Skills
Since strong analytical skills are crucial for this role, be ready to provide examples from your past experiences where you successfully analysed data or processes. Highlight any specific audit-related projects you've worked on that demonstrate your ability to assess risks and validate findings.
✨Prepare for Technical Questions
Expect technical questions related to auditing standards, compliance regulations, and operational audits. Brush up on relevant frameworks and be prepared to discuss how you would approach executing audit test plans and documenting findings.
✨Communicate Effectively
Effective communication is key in this role, especially when working with management and stakeholders. Practice articulating your thoughts clearly and concisely, and be prepared to discuss how you would present audit observations and recommendations in a straightforward manner.
