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- Tasks: Support compliance functions and assist with regulatory activities in a dynamic financial services environment.
- Company: Join 7IM Group, a leading player in the financial services sector focused on compliance and risk management.
- Benefits: Gain valuable training, work in a supportive team, and develop your skills in a fast-paced setting.
- Why this job: Perfect for those eager to learn about compliance while contributing to a strong regulatory culture.
- Qualifications: Strong communication skills, proficiency in Microsoft Office, and a keen interest in financial regulation.
- Other info: This is an entry-level role; no sponsorship available.
The predicted salary is between 28800 - 48000 £ per year.
This entry-level position supports the Compliance Advisory team in delivering core compliance functions across the 7IM Group. The role will assist with the administration and oversight of key compliance activities, including employee compliance monitoring, regulatory horizon scanning, financial promotion reviews, and responding to day-to-day compliance queries. The successful candidate will gain broad exposure to regulatory compliance within a fast-paced financial services environment, contributing to the effective management of regulatory risk and the promotion of a strong compliance culture. Training will be provided on all tasks with initial tasks being primarily administration in support of two senior team members and moving on to more complex activities as the role develops.
Responsibilities
- Support the maintenance of compliance systems, including reviewing alerts and administering user access within the ‘STAR’ compliance tool
- Assist in the review of financial promotions to ensure accuracy and regulatory compliance
- Monitor and summarise regulatory publications and developments
- Help prepare governance and committee packs using Microsoft PowerPoint
- Maintain accurate records by filing emails and documents appropriately and ensuring SharePoint folders are clearly named and well organised
About You
Skills
- Strong written and verbal communication skills
- Proficient in Microsoft Office
- High level of accuracy and attention to detail
- Organised with good time management and the ability to prioritise effectively
- Enthusiastic and eager to learn with a proactive mindset
Knowledge
- An interest in financial services and regulation and the role of the Financial Conduct Authority (FCA)
Other Relevant Information
- Enthusiastic and keen to use initiative
- Able to display an understanding of key compliance and risk principles
- Team player with understanding of key current and forthcoming regulatory developments
Compliance Analyst (Graduate) employer: Seven Investment Management LLP
Contact Detail:
Seven Investment Management LLP Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst (Graduate)
✨Tip Number 1
Familiarise yourself with the Financial Conduct Authority (FCA) regulations and guidelines. Understanding the key compliance principles and current regulatory developments will not only boost your confidence but also demonstrate your genuine interest in the role during any discussions.
✨Tip Number 2
Showcase your organisational skills by preparing a mock compliance report or presentation using Microsoft PowerPoint. This will help you practice your attention to detail and give you a tangible example to discuss during interviews, highlighting your proactive approach.
✨Tip Number 3
Network with professionals in the financial services sector, especially those working in compliance roles. Engaging in conversations about their experiences can provide valuable insights and may even lead to referrals or recommendations for the position.
✨Tip Number 4
Demonstrate your enthusiasm for learning by staying updated on recent compliance news and trends. Being able to discuss these topics during your interview will show that you're not just interested in the job, but also committed to growing within the field.
We think you need these skills to ace Compliance Analyst (Graduate)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant skills and experiences that align with the Compliance Analyst role. Emphasise your attention to detail, organisational skills, and any experience with compliance or financial services.
Craft a Compelling Cover Letter: Write a cover letter that showcases your enthusiasm for the role and the company. Mention your interest in financial services and regulation, and how your proactive mindset makes you a great fit for the team.
Highlight Relevant Skills: In your application, specifically mention your proficiency in Microsoft Office and your strong communication skills. Provide examples of how you've demonstrated these skills in previous roles or academic projects.
Showcase Your Interest in Compliance: Demonstrate your understanding of compliance principles and the role of the Financial Conduct Authority (FCA). You could mention any relevant coursework or personal research that reflects your interest in this area.
How to prepare for a job interview at Seven Investment Management LLP
✨Show Your Enthusiasm for Compliance
Make sure to express your genuine interest in compliance and financial services during the interview. Research recent regulatory changes and be prepared to discuss how they impact the industry, demonstrating your proactive mindset.
✨Highlight Your Attention to Detail
Since the role requires a high level of accuracy, share examples from your academic or work experience where your attention to detail made a difference. This could include projects where you had to ensure compliance with specific guidelines or standards.
✨Demonstrate Organisational Skills
Be ready to talk about how you manage your time and prioritise tasks. You might want to mention any tools or methods you use to stay organised, especially if you have experience with Microsoft Office or similar software.
✨Prepare Questions About the Role
Have a few thoughtful questions ready to ask at the end of the interview. This shows your interest in the position and helps you understand more about the team dynamics and the specific compliance challenges they face.
