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- Tasks: Lead compliance and AML functions, ensuring adherence to regulations and policies.
- Company: Join Allfunds, a dynamic Wealthtech leader with a global presence and innovative solutions.
- Benefits: Enjoy competitive salary, flexible working conditions, and opportunities for professional growth.
- Why this job: Be part of a diverse, tech-driven environment that values excellence and empowerment.
- Qualifications: 8+ years in compliance roles and 10+ years in the financial market required.
- Other info: Work in a modern office located in London with a focus on innovation.
The predicted salary is between 72000 - 108000 £ per year.
Allfunds Bank SAU is a fast-paced, dynamic Wealthtech leader with 16 offices worldwide and a team of highly skilled professionals. We are passionate about quality and innovation, with a strong foundation built over 20+ years, combined with the agility of a start-up. If you thrive in such an environment, Allfunds could be the place for you!
Listed on Euronext Amsterdam since April 2021, Allfunds manages over €1.4 trillion in assets under administration. We are a leading B2B Wealthtech platform serving the funds industry, offering integrated solutions for Fund Houses and Distributors. Our ecosystem covers the entire fund distribution and investment cycle, including dealing, data analytics, Regtech, ESG screening, and portfolio monitoring.
We empower our team to excel and innovate! Our mission is to transform the wealthtech industry by creating value for our clients through innovative tools that enable investors to access top investment managers globally. We connect fund houses and distributors with operational and technological solutions, ensuring efficient and effective transactions.
If you share our values of excellence, accountability, empowerment, and inspiration, we look forward to your application. Our values include:
- All for Excellence: Delivering top-quality services through expertise and passion.
- All for Accountability: Acting transparently and responsibly.
- All for Empowerment: Enhancing tools and services for our clients.
- All for Inspiration: Supporting our people to achieve their goals.
We embrace diversity and inclusion, fostering a respectful and equitable workplace across our global offices.
Position Overview: We are seeking an experienced Chief Compliance Officer with at least 8 years in a similar role and 10 years in the financial market. The role is based in London.
Main Responsibilities:
- Develop and oversee Compliance and AML functions as part of the 2nd line of defense, ensuring adherence to UK regulations and Group policies.
- Identify and assess compliance risks, informing branch management and staff.
- Establish and adapt compliance procedures and policies aligned with Group standards.
- Implement the Group Compliance Monitoring program based on Regulatory Risk Assessments and the Corporate Defense Model, including controls, reporting, and action plans.
- Centralize compliance information, analyze issues, and coordinate interventions and follow-ups.
- Conduct client due diligence and AML transaction monitoring.
- Perform ML risk assessments.
- Advise senior management on compliance matters.
- Provide compliance training and raise awareness among employees.
- Maintain communication with financial authorities.
What to Expect:
- Competitive salary and attractive benefits package.
- Opportunities for professional growth in a multinational environment.
- Engagement in diverse projects with ambitious goals and independence.
- Flexible working conditions (subject to Covid-19 protocols).
- Modern office in a convenient location.
Chief Compliance Officer | London, UK employer: Allfunds Bank SAU
Contact Detail:
Allfunds Bank SAU Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Chief Compliance Officer | London, UK
✨Tip Number 1
Familiarise yourself with the latest UK compliance regulations and AML practices. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a fast-evolving field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those who have experience in wealthtech or financial services. Attend industry events or webinars to make connections that could lead to valuable insights or referrals.
✨Tip Number 3
Prepare to discuss specific compliance challenges faced by companies in the wealthtech space. Being able to articulate your understanding of these issues and how you would address them can set you apart from other candidates.
✨Tip Number 4
Showcase your leadership skills and experience in managing compliance teams. Be ready to provide examples of how you've successfully implemented compliance programmes and trained staff in previous roles.
We think you need these skills to ace Chief Compliance Officer | London, UK
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Chief Compliance Officer. Familiarise yourself with compliance and AML functions, UK regulations, and the specific requirements mentioned in the job description.
Tailor Your CV: Customise your CV to highlight relevant experience in compliance and the financial market. Emphasise your achievements in previous roles, particularly those that align with the responsibilities outlined by Allfunds.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your alignment with Allfunds' values. Mention specific examples of how you've contributed to compliance initiatives in past roles and how you can add value to their team.
Highlight Relevant Skills: In your application, be sure to highlight key skills such as risk assessment, regulatory knowledge, and training capabilities. These are crucial for the role and will demonstrate your suitability for the position.
How to prepare for a job interview at Allfunds Bank SAU
✨Understand the Company Culture
Before your interview, take some time to research Allfunds' values and mission. They emphasise excellence, accountability, empowerment, and inspiration. Showing that you align with these values can set you apart from other candidates.
✨Demonstrate Your Compliance Expertise
As a Chief Compliance Officer, you'll need to showcase your extensive knowledge in compliance and AML functions. Be prepared to discuss specific examples from your past experience where you've successfully navigated compliance challenges or implemented effective policies.
✨Prepare for Regulatory Questions
Given the nature of the role, expect questions related to UK regulations and compliance frameworks. Brush up on recent regulatory changes and be ready to discuss how they might impact Allfunds and its operations.
✨Showcase Your Leadership Skills
This position requires strong leadership abilities. Be ready to share examples of how you've led teams, provided training, and raised compliance awareness among employees. Highlighting your ability to inspire and empower others will resonate well with the interviewers.
