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- Tasks: Assist and lead client engagements while managing a portfolio of clients.
- Company: Join an award-winning consultancy in financial services with a stellar reputation.
- Benefits: Enjoy top salary, bonuses, private healthcare, and enhanced leave options.
- Why this job: Be part of a dynamic team making a real impact in governance and compliance.
- Qualifications: 2+ years in compliance consultancy; experience in FinTech or asset management is a plus.
- Other info: Opportunities for travel and career growth in a supportive environment.
The predicted salary is between 36000 - 60000 £ per year.
Your new client Signatus are partnering with an established and rising specialist consultancy in financial services, based in Belfast with offices across GB & Ireland. We are recruiting multiple Investment Compliance Associates roles considering professionals with 2+ years of experience. The company provides bespoke governance risk and compliance solutions across FinTech, FinCrime, Cyber, Technology, Funds, Asset Management, Payments and E-payments verticals. They count global names and industry-leading companies across Europe within their client list.
Their teams are made up of subject matter experts in each area, causing them to be recognised by their clients as 'the Premier, go-to' firm for governance risk and compliance advisors in the sector. They are an award-winning firm with a healthy and protective attitude towards their staff, offering a fantastic salary and bonus packages, as well as enhanced benefits around sick pay, holiday and parental leave and pensions.
This role will suit any Investment Compliance Associates who are either Belfast, Ireland or GB based and willing to undertake some travel to Belfast or the UK on occasion.
Your new role: As an Investment Compliance Associate within the team, you are responsible for assisting and sometimes leading client engagements and managing a portfolio of clients. You will undertake sectoral analysis research that feeds into high-quality client insights and informs departmental strategy. You will work collaboratively with other teams in financial crime, technology risk, and regulatory compliance. Additionally, you will support other stakeholders in developing and presenting strategy to the board and Executive Committee; support Senior Associates and Directors within the department; and assist with pitch decks for both internal and external stakeholders.
All about you: A background in any of the key verticals that they operate in is essential, and all applicants with prior experience in a client-facing compliance consultancy capacity will be highly desirable. Ideally, we are interested in those candidates with big 4 consultancy experience or notable in-house names, with a background in CASS, MiFid, Financial Promotions, PRA, or Compliance Monitoring. Ideally, you can offer 2+ years of experience consulting on governance, risk, and compliance matters (greater remuneration for client-facing consultancy experience). Have experience working in FinTech, Fin Crime, Technology risk, advisory, assurance, or payments sector. Proven record of providing consulting experience to GB/EU asset/or fund managers is an advantage. Strong understanding of the trends and developments within the UK asset/fund management sectors. CISI Diploma in investment compliance or equivalent relevant certifications/qualifications are highly desirable. In-house or seconded experience within a UK/Irish regulated financial services institution is desirable as well.
Your new package? As well as the opportunity to grow your career in a firm that is on an upward trajectory, you will work in a family-friendly and stimulating environment that will provide you with interesting and business-critical work. Therefore, your opinion, hard work, and attitude to your work matter and are recognised. You will enjoy an attractive base salary that is reviewed annually and have access to a senior management team who are focused on developing you and helping you get the most out of your career as well as enhanced benefits like sick pay and parental leave.
Who do I contact? If you think you have the relevant experience and motivation for this role, forward your CV to our Principal Consultant, Fionntan Gamble, to discuss this confidentially today. If you are looking for a temporary or contract role within a compliance, governance, or risk remit, please give us a call to discuss as some of our clients operate a projects-based consultancy programme that may suit your situation and skillsets better.
Investment Compliance Associates employer: Signatus Recruitment
Contact Detail:
Signatus Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment Compliance Associates
✨Tip Number 1
Network with professionals in the financial services sector, especially those who have experience in compliance consultancy. Attend industry events or webinars to connect with potential colleagues and learn more about the company culture at Signatus.
✨Tip Number 2
Familiarise yourself with the latest trends and regulations in the UK asset and fund management sectors. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly evolving field.
✨Tip Number 3
Prepare to discuss specific examples from your previous roles that highlight your experience in client-facing compliance consultancy. Be ready to explain how you've successfully managed client engagements and contributed to strategic decisions.
✨Tip Number 4
If you have relevant certifications like the CISI Diploma in investment compliance, be sure to mention them during your conversations. Highlighting your qualifications can set you apart from other candidates and show your dedication to professional development.
We think you need these skills to ace Investment Compliance Associates
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in investment compliance, governance, risk, and compliance consultancy. Emphasise any specific projects or roles that align with the job description, particularly those involving FinTech, FinCrime, or regulatory compliance.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for the role and the company. Mention your 2+ years of experience and how it relates to the responsibilities outlined in the job description. Be sure to include examples of your client-facing experience and any relevant certifications.
Highlight Relevant Skills: In your application, clearly outline your skills related to CASS, MiFid, Financial Promotions, and Compliance Monitoring. Use specific examples to demonstrate your understanding of trends in the UK asset/fund management sectors and how you have applied this knowledge in previous roles.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in compliance roles. Consider asking a friend or colleague to review your documents as well.
How to prepare for a job interview at Signatus Recruitment
✨Research the Company
Before your interview, take some time to research Signatus and their consultancy services. Understand their key verticals like FinTech, FinCrime, and Regulatory Compliance. This will help you tailor your answers and show genuine interest in the role.
✨Highlight Relevant Experience
Make sure to emphasise your 2+ years of experience in compliance consultancy, especially if you have worked with big 4 firms or have in-house experience. Be ready to discuss specific projects or challenges you've faced and how you overcame them.
✨Prepare for Sectoral Analysis Questions
Since the role involves sectoral analysis, be prepared to discuss current trends in the UK asset and fund management sectors. Brush up on recent developments and think about how they might impact compliance strategies.
✨Showcase Your Collaborative Skills
The job requires working collaboratively with various teams. Prepare examples that demonstrate your ability to work well with others, particularly in client-facing situations. Highlight any experience you have in developing strategies or presentations for stakeholders.
