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- Tasks: Ensure regulatory compliance and support internal audits in a dynamic law firm.
- Company: Join a well-regarded law firm in Royal Leamington Spa, known for its professional environment.
- Benefits: Enjoy a supportive setting with opportunities for growth and development.
- Why this job: Make a real impact while working closely with colleagues across all levels.
- Qualifications: Minimum two years' experience in a legal compliance role required.
- Other info: Ready to take ownership of a varied compliance workload? Apply now!
The predicted salary is between 28800 - 48000 £ per year.
We are working with a well-regarded law firm to recruit a Risk & Compliance Officer to join their team in Royal Leamington Spa. In this role, you’ll play a key part in ensuring the firm’s ongoing regulatory compliance, promoting best practice across departments, and supporting internal audit and risk management processes.
The firm is seeking an experienced compliance professional with a minimum of two years’ experience in a legal environment. This is a great opportunity for someone looking to take ownership of a varied compliance workload in a supportive and professional setting.
Some of the responsibilities will include:
- Conducting audits of policies, procedures and case files across all offices
- Reporting findings and recommending improvements to senior stakeholders
- Managing and maintaining compliance records
- Leading Lexcel, CQS and AML audits and preparing for external assessments
- Liaising with fee earners on risk, conflict, AML and SAR matters
- Supporting new starters with induction training and ongoing compliance education
- Keeping internal documentation current, consistent and accessible
- Monitoring updates to regulatory standards and applying them across the business
They are looking for someone with strong attention to detail, excellent written communication, and the confidence to work closely with colleagues across all levels of the firm.
If you’re ready to step into a role with real impact and long-term opportunity, we’d love to hear from you. Apply now to discuss this position in more detail.
Contact Detail:
AJ FOX COMPLIANCE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk Compliance Officer
✨Tip Number 1
Familiarise yourself with the specific compliance regulations relevant to the legal sector, such as Lexcel and CQS standards. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals already working in risk and compliance within law firms. Attend industry events or join online forums to gain insights and potentially get referrals that could boost your application.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully managed compliance issues or audits. Having concrete examples ready will showcase your experience and problem-solving skills during the interview.
✨Tip Number 4
Stay updated on the latest changes in regulatory standards and compliance practices. Being knowledgeable about current trends will show your proactive approach and dedication to continuous learning in the field.
We think you need these skills to ace Risk Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance, particularly within a legal environment. Emphasise your attention to detail and any specific audits or compliance projects you've managed.
Craft a Strong Cover Letter: Write a cover letter that clearly outlines your motivation for applying and how your skills align with the responsibilities mentioned in the job description. Mention your experience with Lexcel, CQS, and AML audits if applicable.
Showcase Communication Skills: Since excellent written communication is crucial for this role, ensure your application is free from errors and clearly structured. Use concise language and professional tone throughout your documents.
Highlight Continuous Learning: Mention any ongoing education or training related to compliance and risk management. This shows your commitment to staying updated with regulatory standards, which is essential for the role.
How to prepare for a job interview at AJ FOX COMPLIANCE
✨Know Your Compliance Regulations
Familiarise yourself with the key compliance regulations relevant to the legal sector, such as Lexcel, CQS, and AML. Being able to discuss these in detail will show your expertise and readiness for the role.
✨Demonstrate Attention to Detail
Prepare examples from your past experience that highlight your attention to detail. This could include specific audits you've conducted or improvements you've implemented based on your findings.
✨Showcase Your Communication Skills
Since the role involves liaising with various stakeholders, be ready to demonstrate your written and verbal communication skills. You might want to prepare a brief presentation or summary of a compliance project you've worked on.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's compliance culture and how they handle regulatory changes. This shows your genuine interest in the role and helps you assess if the firm is the right fit for you.
