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- Tasks: Lead risk and controls for the Fixed Income team, ensuring compliance and oversight.
- Company: Join a top-tier Investment Bank known for excellence in client service and banking.
- Benefits: Enjoy competitive perks, including opportunities for professional growth and a dynamic work environment.
- Why this job: Be part of a winning team that values hard work and sees challenges as opportunities.
- Qualifications: Deep knowledge of 1st line Risk & Controls and experience in a front office environment required.
- Other info: This role offers a chance to shape risk frameworks in a prestigious banking setting.
The predicted salary is between 43200 - 72000 £ per year.
My client, a leading Investment Bank, are seeking a Senior 1LOD Risk and Controls specialist to help enhance and develop the risk and controls framework that supports the front office Fixed Income team (Trading & Sales). Partnering closely with the Sales & Trading teams, you would be responsible for the front to back oversight from a risk and controls perspective – ensuring that they are operating in compliance with the applicable rules and regulations.
- Develop and enhance the 1st Line of Defence framework from a procedure, risk and control perspective
- Partner with the Front Office team and wider support functions to ensure front to back oversight
- Work with 2nd and 3rd line functions to provide guidance in assessment and management of risks
- Provide management with control assurance through reporting and governance (RCSA’s, incidents, risk profiles)
- Deep knowledge of working within a 1st line Risk & Controls function
- Exposure to working with and supporting a front office environment (Sales & Trading)
If you are someone that is committed to working hard to achieve great results, views challenge as an exciting opportunity and wants to work in some of the best possible assignments then please get in touch, we’d love to help you find your next position.
Head of Risk, Banking employer: Kite Consulting Group
Contact Detail:
Kite Consulting Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Risk, Banking
✨Tip Number 1
Familiarise yourself with the latest regulations and compliance standards in the banking sector, especially those related to Fixed Income. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals already working in risk and controls within investment banks. Attend industry events or webinars to connect with potential colleagues and learn about their experiences. This can provide valuable insights and may even lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've enhanced risk frameworks in previous roles. Be ready to explain your approach to partnering with front office teams and how you’ve successfully managed risks in a fast-paced environment.
✨Tip Number 4
Showcase your understanding of the 1st Line of Defence framework during discussions. Highlight any relevant experience you have in providing control assurance and governance, as this will be crucial for the role you're applying for.
We think you need these skills to ace Head of Risk, Banking
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Head of Risk position. Familiarise yourself with the 1st Line of Defence framework and the specific needs of the Fixed Income team.
Tailor Your CV: Highlight your relevant experience in risk and controls, particularly within a front office environment. Use specific examples that demonstrate your ability to enhance frameworks and provide oversight.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for risk management and your commitment to achieving results. Mention how your skills align with the company's goals and your understanding of the challenges faced by the Sales & Trading teams.
Proofread Your Application: Ensure that your application is free from errors. A well-presented application reflects your attention to detail, which is crucial in risk management roles. Consider asking a friend or colleague to review it before submission.
How to prepare for a job interview at Kite Consulting Group
✨Understand the Risk & Controls Framework
Make sure you have a solid grasp of the risk and controls framework specific to Fixed Income. Be prepared to discuss how you would enhance and develop this framework, as well as your experience in doing so in previous roles.
✨Showcase Your Front Office Experience
Highlight your experience working closely with Sales and Trading teams. Be ready to provide examples of how you've partnered with front office functions to ensure compliance and oversight from a risk perspective.
✨Prepare for Technical Questions
Expect technical questions related to risk assessment and management. Brush up on your knowledge of 1st Line of Defence principles and be ready to discuss how you would apply them in a practical setting.
✨Demonstrate Your Problem-Solving Skills
Be prepared to discuss challenges you've faced in previous roles and how you overcame them. This is particularly important in a role that requires navigating complex regulatory environments and ensuring compliance.
