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- Tasks: Lead compliance monitoring and provide regulatory guidance to ensure customer satisfaction.
- Company: Join a well-established UK bank committed to regulatory excellence and customer outcomes.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth and development.
- Why this job: Be part of a team that shapes the bank's compliance framework and makes a real impact.
- Qualifications: Strong background in Compliance or Audit, with knowledge of FCA regulations required.
- Other info: Ideal for those with retail banking experience looking to advance their career.
The predicted salary is between 43200 - 72000 £ per year.
We’re working with a well-established UK bank looking to hire a Compliance Manager. This is a generalist compliance role with strong focus on compliance monitoring, regulatory guidance, MI reporting, and stakeholder engagement. You’ll be supporting the Head of Compliance (SMF16), playing a key role in monitoring, advising, and enhancing the bank’s regulatory framework - all while ensuring good customer outcomes.
Key Responsibilities:
- Lead and deliver compliance monitoring reviews across regulated banking activities
- Conduct customer outcomes testing in line with Consumer Duty obligations
- Provide timely, practical regulatory advice across the business
- Prepare compliance MI and committee packs, and contribute to policy reviews
- Maintain registers (e.g. Conflicts of Interest, Gifts & Entertainment)
- Provide internal compliance training
What We’re Looking For:
- Strong background in Compliance or Audit within financial services
- Hands-on experience with Compliance Monitoring
- Solid understanding of FCA regulations, especially the Consumer Duty
- Strong communication, analytical, and stakeholder management skills
- Attention to detail and a proactive mindset
- Ideally you'll have come from a retail banking background
Contact Detail:
InterQuest Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarise yourself with the latest FCA regulations, particularly the Consumer Duty. This will not only help you in interviews but also demonstrate your commitment to staying updated in the compliance field.
✨Tip Number 2
Network with professionals in the banking and compliance sectors. Attend industry events or join relevant online forums to connect with others who can provide insights or even refer you to opportunities.
✨Tip Number 3
Prepare to discuss specific examples of your experience in compliance monitoring and stakeholder engagement. Having concrete stories ready will showcase your hands-on experience and problem-solving skills.
✨Tip Number 4
Research the bank's current compliance framework and any recent news related to their regulatory practices. This knowledge will allow you to ask informed questions during the interview and show your genuine interest in the role.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance and audit within financial services. Emphasise any hands-on experience with compliance monitoring and your understanding of FCA regulations, particularly the Consumer Duty.
Craft a Strong Cover Letter: In your cover letter, clearly articulate why you are a good fit for the Compliance Manager role. Mention specific examples of how you've successfully led compliance monitoring reviews or provided regulatory advice in previous positions.
Highlight Relevant Skills: Focus on showcasing your strong communication, analytical, and stakeholder management skills. Provide examples of how you've engaged with stakeholders and contributed to policy reviews or internal compliance training.
Proofread Your Application: Before submitting, carefully proofread your application to ensure there are no spelling or grammatical errors. Attention to detail is crucial in compliance roles, so make sure your application reflects that.
How to prepare for a job interview at InterQuest Group
✨Know Your Regulations
Make sure you have a solid understanding of FCA regulations, particularly the Consumer Duty. Brush up on recent changes and be prepared to discuss how they impact compliance monitoring and customer outcomes.
✨Showcase Your Experience
Be ready to share specific examples from your background in Compliance or Audit within financial services. Highlight any hands-on experience with compliance monitoring and how you've contributed to regulatory frameworks in previous roles.
✨Engage Stakeholders
Demonstrate your strong communication and stakeholder management skills by discussing how you've effectively engaged with various teams in the past. Prepare to explain how you would approach building relationships within the bank.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your analytical skills and attention to detail. Think about potential compliance challenges the bank might face and how you would address them, ensuring good customer outcomes.
