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- Tasks: Lead compliance monitoring and ensure regulatory adherence in a dynamic banking environment.
- Company: Join a well-established UK bank committed to customer satisfaction and regulatory excellence.
- Benefits: Enjoy competitive pay, professional development opportunities, and a supportive work culture.
- Why this job: Make a real impact on customer outcomes while enhancing your compliance expertise in a reputable institution.
- Qualifications: Strong background in Compliance or Audit, with hands-on experience in financial services required.
- Other info: Ideal candidates will have retail banking experience and a proactive approach to compliance challenges.
The predicted salary is between 43200 - 72000 £ per year.
We’re working with a well-established UK bank looking to hire a Compliance Manager. This is a generalist compliance role with strong focus on compliance monitoring, regulatory guidance, MI reporting, and stakeholder engagement. You’ll be supporting the Head of Compliance (SMF16), playing a key role in monitoring, advising, and enhancing the bank’s regulatory framework - all while ensuring good customer outcomes.
Key Responsibilities:
- Lead and deliver compliance monitoring reviews across regulated banking activities
- Conduct customer outcomes testing in line with Consumer Duty obligations
- Provide timely, practical regulatory advice across the business
- Prepare compliance MI and committee packs, and contribute to policy reviews
- Maintain registers (e.g. Conflicts of Interest, Gifts & Entertainment)
- Provide internal compliance training
What We’re Looking For:
- Strong background in Compliance or Audit within financial services
- Hands-on experience with Compliance Monitoring
- Solid understanding of FCA regulations, especially the Consumer Duty
- Strong communication, analytical, and stakeholder management skills
- Attention to detail and a proactive mindset
- Ideally you'll have come from a retail banking background
Contact Detail:
InterQuest Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarise yourself with the latest FCA regulations, especially those related to Consumer Duty. This will not only help you in interviews but also demonstrate your commitment to staying updated in the compliance field.
✨Tip Number 2
Network with professionals in the banking and compliance sectors. Attend industry events or join relevant online forums to connect with others who can provide insights or even refer you to opportunities within their organisations.
✨Tip Number 3
Prepare to discuss specific examples of compliance monitoring reviews you've led or participated in. Highlight your analytical skills and how you've contributed to improving regulatory frameworks in previous roles.
✨Tip Number 4
Showcase your stakeholder management skills by preparing to discuss how you've effectively communicated compliance issues to various departments. Being able to illustrate your ability to engage with different teams will set you apart.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance and audit within financial services. Emphasise any hands-on experience with compliance monitoring and your understanding of FCA regulations, particularly the Consumer Duty.
Craft a Compelling Cover Letter: In your cover letter, explain why you are passionate about compliance and how your background aligns with the role. Mention specific examples of your previous work that demonstrate your strong communication, analytical, and stakeholder management skills.
Showcase Relevant Skills: Highlight your attention to detail and proactive mindset in both your CV and cover letter. Provide examples of how you've successfully conducted compliance monitoring reviews or provided regulatory advice in past roles.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Manager role.
How to prepare for a job interview at InterQuest Group
✨Know Your Regulations
Make sure you have a solid understanding of FCA regulations, particularly the Consumer Duty. Brush up on recent changes and be prepared to discuss how they impact compliance monitoring and customer outcomes.
✨Showcase Your Experience
Be ready to share specific examples from your background in Compliance or Audit within financial services. Highlight any hands-on experience with compliance monitoring and how you've contributed to regulatory frameworks in previous roles.
✨Engage Stakeholders
Demonstrate your strong communication and stakeholder management skills by discussing how you've effectively engaged with various teams in the past. Prepare to explain how you would approach building relationships within the bank.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your analytical skills and attention to detail. Think about potential compliance challenges the bank might face and how you would address them, ensuring good customer outcomes.
