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- Tasks: Lead compliance monitoring and provide regulatory guidance to ensure customer satisfaction.
- Company: Join a well-established UK bank committed to regulatory excellence and customer outcomes.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth and development.
- Why this job: Make a real impact on banking compliance while working in a supportive team culture.
- Qualifications: Strong background in Compliance or Audit, with knowledge of FCA regulations required.
- Other info: Ideal candidates will have retail banking experience and a proactive approach.
The predicted salary is between 43200 - 72000 £ per year.
We’re working with a well-established UK bank looking to hire a Compliance Manager. This is a generalist compliance role with a strong focus on compliance monitoring, regulatory guidance, MI reporting, and stakeholder engagement. You’ll be supporting the Head of Compliance (SMF16), playing a key role in monitoring, advising, and enhancing the bank’s regulatory framework - all while ensuring good customer outcomes.
Key Responsibilities:
- Lead and deliver compliance monitoring reviews across regulated banking activities
- Conduct customer outcomes testing in line with Consumer Duty obligations
- Provide timely, practical regulatory advice across the business
- Prepare compliance MI and committee packs, and contribute to policy reviews
- Maintain registers (e.g. Conflicts of Interest, Gifts & Entertainment)
- Provide internal compliance training
What We’re Looking For:
- Strong background in Compliance or Audit within financial services
- Hands-on experience with Compliance Monitoring
- Solid understanding of FCA regulations, especially the Consumer Duty
- Strong communication, analytical, and stakeholder management skills
- Attention to detail and a proactive mindset
- Ideally you’ll have come from a retail banking background
Compliance Manager employer: InterQuest Group
Contact Detail:
InterQuest Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarise yourself with the latest FCA regulations, particularly the Consumer Duty. This will not only help you understand the compliance landscape but also demonstrate your commitment to staying updated in your field.
✨Tip Number 2
Network with professionals in the banking and compliance sectors. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance management.
✨Tip Number 3
Prepare to discuss specific examples of your experience in compliance monitoring and stakeholder engagement during interviews. Highlight how you've successfully navigated regulatory challenges in previous roles.
✨Tip Number 4
Showcase your analytical skills by being ready to discuss how you approach compliance MI reporting. Be prepared to explain your methods for ensuring accuracy and relevance in your reports.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance and audit within financial services. Emphasise any hands-on experience with compliance monitoring and your understanding of FCA regulations, particularly the Consumer Duty.
Craft a Compelling Cover Letter: In your cover letter, explain why you are passionate about compliance and how your skills align with the responsibilities of the Compliance Manager role. Mention specific examples of your previous work that demonstrate your analytical and stakeholder management skills.
Highlight Relevant Skills: When filling out your application, ensure you highlight your strong communication skills and attention to detail. These are crucial for the role, so provide examples of how you've successfully engaged with stakeholders or conducted compliance reviews.
Proofread Your Application: Before submitting, take the time to proofread your application. Check for any spelling or grammatical errors, and ensure that all information is clear and concise. A well-presented application reflects your attention to detail.
How to prepare for a job interview at InterQuest Group
✨Know Your Regulations
Make sure you have a solid understanding of FCA regulations, especially the Consumer Duty. Brush up on recent changes and be prepared to discuss how they impact compliance monitoring and customer outcomes.
✨Showcase Your Experience
Be ready to share specific examples from your background in Compliance or Audit within financial services. Highlight any hands-on experience with compliance monitoring and how you've contributed to regulatory frameworks in previous roles.
✨Engage Stakeholders
Demonstrate your strong communication and stakeholder management skills. Think of instances where you've successfully engaged with different teams or departments to enhance compliance practices and ensure good customer outcomes.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your analytical skills and attention to detail. Prepare to discuss how you would handle compliance monitoring reviews or provide regulatory advice in challenging situations.
