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- Tasks: Ensure compliance with legal and regulatory obligations in a dynamic law firm environment.
- Company: Join ZEDRA Legal Services, a boutique law firm under the Solicitors Regulation Authority.
- Benefits: Enjoy a supportive work culture with opportunities for professional growth and development.
- Why this job: Be part of a vital role that shapes the firm's integrity and reputation in the legal sector.
- Qualifications: Qualified lawyer with 5+ years PQE and 2+ years as a Compliance Officer for Legal Practice.
- Other info: Fluency in English and strong communication skills are essential for this position.
The predicted salary is between 43200 - 72000 £ per year.
As part of the ZEDRA group, ZEDRA Legal Services (ZLS) is a Solicitors Regulation Authority (SRA) regulated business. ZLS is a boutique private practice law firm serving its sister company, ZEDRA Trust Company (UK) Limited and a limited number of private clients in connection with private client matters, PoAs, wills, trusts and probate.
As Compliance Officer for Legal Practice (COLP), you will play a key role in ensuring the firm adheres to its legal and regulatory obligations under both primary legislation and the SRA’s Standards and Regulations.
Key AccountabilitiesThe main function of the role is to ensure:
- Compliance with the terms and conditions of ZLS's authorisation.
- Compliance by ZLS and its managers, employees or interest holders with the applicable SRA regulatory arrangements.
- That ZLS's managers and interest holders and those it employs or contracts with do not cause or substantially contribute to a breach of the SRA's regulatory arrangements.
- That prompt reporting is made to the SRA of any facts or matters that they reasonably believe are capable of amounting to a serious breach of the terms and conditions of the firm's authorisation, or the SRA's regulatory arrangements applicable to the firm, its managers or employees.
- The SRA is informed promptly of any facts or matters that the COLP reasonably believes should be brought to its attention so that it may investigate whether a serious breach of its regulatory arrangements has occurred or otherwise exercise its regulatory powers.
- Be a qualified lawyer with 5+ years PQE working for a reputable SRA regulated law firm.
- Have previous experience as a Compliance Officer for Legal Practice (COLP) of at least 2 years.
- Have excellent prioritisation and time management skills.
- Be self-motivated and focused on ensuring ongoing compliance with the SRA’s Standards and Regulations.
- Have the ability to articulate any issues of concern at Board level and to senior management.
- Be fluent in English, with strong verbal and written communication skills which are critical to the position.
Contact Detail:
ZEDRA Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer for Legal Practice
✨Tip Number 1
Familiarise yourself with the SRA's Standards and Regulations. Understanding these guidelines will not only help you in your role but also demonstrate your commitment to compliance during interviews.
✨Tip Number 2
Network with other Compliance Officers and legal professionals. Attend industry events or join relevant online forums to build connections that could provide insights and referrals for the position.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Being able to articulate your problem-solving skills and how you navigated regulatory issues will set you apart from other candidates.
✨Tip Number 4
Showcase your ability to communicate effectively at all levels of an organisation. Practice articulating complex compliance issues in a clear and concise manner, as this is crucial for the role.
We think you need these skills to ace Compliance Officer for Legal Practice
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your qualifications as a lawyer and your experience as a Compliance Officer for Legal Practice. Emphasise your 5+ years PQE and any specific achievements in compliance roles.
Craft a Strong Cover Letter: In your cover letter, clearly articulate your understanding of the SRA’s Standards and Regulations. Mention your ability to manage compliance issues and provide examples of how you've successfully navigated similar challenges in the past.
Highlight Relevant Skills: Focus on your prioritisation and time management skills in your application. Provide specific examples that demonstrate your self-motivation and ability to communicate effectively at senior management levels.
Proofread Your Application: Before submitting, thoroughly proofread your application for any grammatical errors or typos. Ensure that your written communication is clear and professional, reflecting the strong verbal and written skills required for the role.
How to prepare for a job interview at ZEDRA Group
✨Know Your Regulations
Familiarise yourself with the SRA’s Standards and Regulations. Being able to discuss specific regulations and how they apply to the role will demonstrate your expertise and commitment to compliance.
✨Showcase Your Experience
Prepare to discuss your previous experience as a Compliance Officer for Legal Practice. Highlight specific challenges you faced and how you successfully navigated them, showcasing your problem-solving skills.
✨Communicate Clearly
Since strong verbal and written communication skills are critical for this role, practice articulating complex compliance issues in a clear and concise manner. This will help you convey your thoughts effectively during the interview.
✨Demonstrate Leadership Skills
Be ready to discuss how you have previously communicated compliance issues at Board level or to senior management. This will show that you can handle high-pressure situations and influence decision-making.
