Manager (No experience required)

This is a new role to support increasing complexity and scale of a business. The firm is looking to recruit an experience CASS manager with excellent technical skills and experience to build a stand alone CASS function Key Responsibilities Review and expand existing CASS policies and procedures Maintain the CASS framework including FCA rule mapping and controls to ensure compliance with CASS rules at all times Managing CASS relations with the FCA Document and report any CASS breaches Advise on CASS Risk – assist in ICARA preparation and sit on Risk Committee Draft and review Due Diligence on key counterparties, ensuring it is kept up to date Day to Day – perform CASS reconciliations of money and assets, reviewing shortfalls and reconciliation breaks, developing CASS reconciliations and controls Weekly report to Exco on CASS matters Maintenance of CASS Breach Register Produce MI for stakeholders Own and manage a CASS monitoring programme Maintaining an up-to-date and thorough knowledge of the CASS rules and associated industry changes Taking initiatives to strengthen systems and controls to improve operational efficiency and reduce the incidence of errors and breaches Identifying where technology can be leveraged to further automate reconciliations, CASS records, audit trails and other recurring tasks You must have broad CASS knowledge and be happy working in a small , but ambitious firm