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- Tasks: Join our team to ensure accurate global transaction reporting and enhance regulatory frameworks.
- Company: Morgan McKinley is a leading investment bank focused on compliance and innovation in financial services.
- Benefits: Enjoy a hybrid work model, competitive salary, and opportunities for professional growth.
- Why this job: Be part of a dynamic team driving compliance and making a real impact in the finance world.
- Qualifications: 5+ years in regulatory transaction reporting; strong knowledge of MiFID II, EMIR, and reporting platforms required.
- Other info: This role offers a chance to lead strategic initiatives and stay ahead of evolving regulations.
The predicted salary is between 43200 - 72000 £ per year.
An investment bank is seeking a Transaction Reporting SME to join its Regulatory Operations team, with a focus on Run the Bank (RTB) BAU operations and Change the Bank (CTB). This hybrid role will be key in ensuring ongoing compliance with global transaction reporting obligations while contributing to the enhancement of reporting frameworks, controls, and regulatory infrastructure.
Key Responsibilities
- Run the Bank (BAU): Ensure timely and accurate transaction reporting across global regimes including MiFID II, EMIR, SFTR, CFTC, SEC, and ASIC. Monitor daily reporting activity and manage exceptions, breaks, and rejections across platforms such as UnaVista, DTCC, TRAX, and REGIS-TR. Work closely with compliance, front office, and technology teams to resolve reporting issues and maintain regulatory standards. Perform reconciliations, data validations, and root cause analysis on reporting anomalies.
- Change the Bank (Strategic Initiatives): Lead and support transaction reporting change initiatives, including regulatory updates, system upgrades, and new product implementations. Partner with project managers, business analysts, and technology teams to define requirements and deliver solutions. Contribute to testing, documentation, and implementation of new reporting processes and control enhancements. Maintain awareness of evolving global regulatory developments and proactively prepare for changes.
Key Requirements
- 5+ years' experience in regulatory transaction reporting within an investment banking or financial services environment.
- Solid understanding of major regulations: MiFID II, EMIR, SFTR, Dodd-Frank, etc.
- Hands-on experience with reporting platforms such as UnaVista, DTCC, TRAX, REGIS-TR, and reconciliation tools like DUCO.
- Proven track record in both BAU operations and change management projects.
- Strong data analysis skills, including working knowledge of Excel; familiarity with data lineage and reporting architecture.
Contact Detail:
Morgan McKinley Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Transaction Reporting Specialist - Morgan McKinley
✨Tip Number 1
Familiarise yourself with the specific regulations mentioned in the job description, such as MiFID II and EMIR. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to staying updated in the field.
✨Tip Number 2
Gain hands-on experience with the reporting platforms listed, like UnaVista and DTCC. If you haven't used them before, consider online tutorials or courses to get a basic understanding, which can set you apart from other candidates.
✨Tip Number 3
Network with professionals in the regulatory operations space. Attend industry events or join relevant online forums to connect with others who work in transaction reporting. This can provide insights into the role and potentially lead to referrals.
✨Tip Number 4
Prepare to discuss your experience with both BAU operations and change management projects. Be ready to share specific examples of how you've contributed to process improvements or handled regulatory changes in your previous roles.
We think you need these skills to ace Transaction Reporting Specialist - Morgan McKinley
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Transaction Reporting Specialist. Familiarise yourself with key regulations like MiFID II and EMIR, as well as the reporting platforms mentioned in the job description.
Tailor Your CV: Highlight your relevant experience in regulatory transaction reporting and any hands-on work with platforms such as UnaVista or DTCC. Use specific examples to demonstrate your expertise in both BAU operations and change management projects.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Discuss how your background aligns with the key requirements and how you can contribute to the team’s success in maintaining compliance and enhancing reporting frameworks.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial for a role focused on compliance and reporting accuracy.
How to prepare for a job interview at Morgan McKinley
✨Know Your Regulations
Make sure you have a solid understanding of the key regulations mentioned in the job description, such as MiFID II, EMIR, and SFTR. Be prepared to discuss how these regulations impact transaction reporting and share any relevant experiences you've had in ensuring compliance.
✨Demonstrate Technical Proficiency
Familiarise yourself with the reporting platforms listed, like UnaVista and DTCC. If you have hands-on experience, be ready to provide specific examples of how you've used these tools in your previous roles, especially in managing exceptions or performing reconciliations.
✨Showcase Change Management Experience
Highlight your involvement in change initiatives, whether it's regulatory updates or system upgrades. Discuss any projects where you partnered with cross-functional teams to implement new processes, as this will demonstrate your ability to adapt and lead in a dynamic environment.
✨Prepare for Data Analysis Questions
Since strong data analysis skills are crucial for this role, brush up on your Excel skills and be ready to discuss how you've used data analysis in your previous positions. Consider preparing a few examples of how you've tackled reporting anomalies or conducted root cause analysis.
