Compliance Advisory Officer

Compliance Officer – Compliance Advisory Team

Location: London, UK

Department: Compliance – Advisory

Reporting to: Head of Compliance Advisory

Jurisdictional Coverage: UK

Are you an experienced compliance professional with a strong understanding of financial regulations and a keen eye for detail? We are looking for a Compliance Officer to join our dynamic Compliance Advisory team and help us ensure regulatory excellence across our UK operations.

About the Role:

As a Compliance Officer, you'll play a critical role in advising the front office and business units on regulatory requirements, conducting thematic and desk-based reviews, and supporting internal investigations. You’ll be at the heart of ensuring our regulatory obligations are met while helping to foster a culture of compliance.

Key Responsibilities:

• Provide regulatory support and guidance to internal stakeholders.
• Conduct risk-based regulatory reviews and contribute to the Compliance Monitoring Programme.
• Produce detailed reports, track issues, and ensure timely remediation.
• Liaise with front office teams and other departments to identify and mitigate compliance risks.
• Support the delivery of Market Abuse training and monitoring activities.
• Assist with regulatory registrations and market abuse surveillance.
• Contribute to internal and external investigations as required.
• Provide input into risk assessments and support the broader Compliance Risk Management Framework.

What We're Looking For:

• Previous experience in a Compliance role, preferably within commodity markets or a front office environment.
• Strong working knowledge of FCA regulations and financial products/services.
• Analytical mindset with the ability to assess risks and propose solutions.
• Excellent communication and report writing skills.
• Organised, detail-oriented, and capable of working independently or as part of a team.
• Proficiency in MS Office; familiarity with trading platforms (e.g. Bloomberg, Fidessa) is a plus.