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- Tasks: You'll oversee regulatory reporting and ensure compliance with EMIR and MiFIR regulations.
- Company: Join a leading commodity brokerage focused on regulatory excellence and innovation.
- Benefits: Enjoy flexible working options and a dynamic work environment with growth opportunities.
- Why this job: Be part of a crucial team that shapes the future of financial regulation and compliance.
- Qualifications: Strong knowledge of MiFIR and EMIR, plus experience with various asset classes required.
- Other info: Experience with LSEG UnaVista or similar platforms is a plus; data analytics skills are desirable.
The predicted salary is between 48000 - 72000 £ per year.
A commodity brokerage wishes to recruit a senior regulatory reporting analyst to assist with meeting its Regulatory Reporting obligations, principally in relation to EMIR and MiFIR as well as other current or future regulation as required.
Overview
- Identify the regulatory requirements, interpret these in the context of the firm's business activities and define the obligations that the firm must adhere to.
- Review regulatory announcements, identify and define corresponding changes to systems and processes.
- Provide day-to-day oversight of operational processes including exception monitoring/reconciliations.
- Assume day-to-day operational responsibility for the timeliness and completeness of reporting.
- Provide 1st line investigation/resolution of routine exceptions and direct non-routine exceptions to other departments as appropriate.
- Investigate and respond to ad hoc queries and requests relating to day-to-day reporting activity and operational processes.
- Record breaches and determine appropriate action e.g. escalation and remediation.
- Notify forthcoming new business, business change and/or new products, markets or brokers.
- Review and test the impact of new business, business change and/or new products, markets or brokers.
Experience Required
- Strong in-depth understanding of MiFIR and EMIR regulation.
- Good knowledge of the execution and clearing of various asset classes including Exchange Traded Derivatives, Equities, CFDs, Fixed Income and Foreign Exchange.
- Experience of the LSEG UnaVista platform or a similar ARM/Trade Repository.
- Good understanding of Microsoft Office (Excel in particular); other data analytics experience, for example Power BI, would be desirable.
Contact Detail:
MW Recruitment Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Futures Regulatory Reporting
✨Tip Number 1
Familiarise yourself with the latest updates on EMIR and MiFIR regulations. Being well-versed in these areas will not only boost your confidence during interviews but also demonstrate your commitment to staying current in the field.
✨Tip Number 2
Network with professionals in the regulatory reporting space, especially those who have experience with the LSEG UnaVista platform. Engaging in conversations can provide you with insights and potentially valuable connections that could help you land the job.
✨Tip Number 3
Prepare to discuss specific examples of how you've handled regulatory reporting challenges in the past. Highlighting your problem-solving skills and operational oversight experience will make you stand out as a candidate.
✨Tip Number 4
Showcase your proficiency in data analytics tools like Power BI during discussions. Employers are increasingly looking for candidates who can leverage technology to enhance reporting processes, so be ready to share any relevant projects or experiences.
We think you need these skills to ace Futures Regulatory Reporting
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Futures Regulatory Reporting position. Familiarise yourself with EMIR and MiFIR regulations, as well as the specific duties outlined in the job description.
Tailor Your CV: Customise your CV to highlight relevant experience and skills that align with the job requirements. Emphasise your understanding of regulatory reporting, your experience with the LSEG UnaVista platform, and your knowledge of various asset classes.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your passion for regulatory reporting and your ability to meet the firm's obligations. Mention specific examples from your past experience that demonstrate your expertise in handling regulatory requirements.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for a role focused on compliance and reporting.
How to prepare for a job interview at MW Recruitment Limited
✨Know Your Regulations
Make sure you have a solid understanding of MiFIR and EMIR regulations. Be prepared to discuss how these regulations impact the firm's operations and reporting obligations, as this will demonstrate your expertise in the field.
✨Showcase Your Analytical Skills
Since the role involves oversight of operational processes and exception monitoring, be ready to provide examples of how you've used data analytics tools like Excel or Power BI in previous roles. Highlight any specific projects where your analytical skills made a difference.
✨Understand the Business Context
Familiarise yourself with the firm's business activities and how they relate to regulatory requirements. This will help you articulate how you can contribute to the firm's compliance efforts and adapt to new business changes effectively.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving abilities, especially regarding handling exceptions and breaches. Think of scenarios from your past experience where you successfully resolved issues and be ready to discuss your thought process.
