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For Companies At a Glance
- Tasks: Support senior leadership in compliance, governance, and business operations.
- Company: Join a growing investment firm focused on innovation and efficiency.
- Benefits: Enjoy hybrid working, competitive salary, and opportunities for professional growth.
- Why this job: Be part of a dynamic team driving operational excellence and regulatory success.
- Qualifications: Experience in compliance or governance roles, especially in the financial services sector.
- Other info: Collaborate with various teams and explore AI for process improvements.
The predicted salary is between 34000 - 77000 £ per year.
A growing investment firm is on the lookout for a sharp, proactive Operations Analyst to support the senior team across compliance, governance, and business operations. Think Consumer Duty, MI reporting, process improvements, and even exploring AI for efficiency.
You will:
- Work directly with senior leadership to enhance governance & compliance
- Lead on Consumer Duty processes, policy, and reporting
- Own marketing reviews, record keeping & external due diligence
You’ll do:
- Collaborate across teams – investments, marketing, risk, client service
- Drive better operational and regulatory outcomes
- Keep documentation watertight and reporting smooth
You’ll bring:
- Experience in a compliance/governance ops role (FS sector)
- Solid understanding of Consumer Duty
- An organised mindset and a curious, analytical approach
Apply now or drop me an email to josh.glen@bwd-search.com with your CV for consideration.
Compliance and Operations Analyst employer: BWD Search & Selection
Contact Detail:
BWD Search & Selection Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance and Operations Analyst
✨Tip Number 1
Familiarise yourself with the latest regulations and best practices in compliance and governance, especially around Consumer Duty. This will not only help you understand the role better but also show your commitment to staying updated in the field.
✨Tip Number 2
Network with professionals in the financial services sector, particularly those who work in compliance and operations. Engaging in conversations can provide insights into the role and may even lead to referrals or recommendations.
✨Tip Number 3
Demonstrate your analytical skills by preparing examples of how you've improved processes or driven operational efficiencies in previous roles. Be ready to discuss these during any interviews or networking opportunities.
✨Tip Number 4
Showcase your curiosity about AI and its applications in compliance and operations. Research current trends and be prepared to discuss how you could leverage technology to enhance efficiency in the role.
We think you need these skills to ace Compliance and Operations Analyst
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance and Operations Analyst. Familiarise yourself with terms like Consumer Duty, MI reporting, and governance to demonstrate your knowledge in your application.
Tailor Your CV: Highlight relevant experience in compliance and governance operations, especially within the financial services sector. Use specific examples that showcase your analytical skills and organised mindset, as these are key attributes for the role.
Craft a Strong Cover Letter: Write a compelling cover letter that connects your background to the job description. Emphasise your proactive approach and any experience you have with process improvements or using AI for operational efficiency.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter. Ensure there are no spelling or grammatical errors, and that all information is clear and concise. A polished application reflects your attention to detail, which is crucial for this role.
How to prepare for a job interview at BWD Search & Selection
✨Understand Consumer Duty
Make sure you have a solid grasp of Consumer Duty principles. Be prepared to discuss how these principles apply to the role and share examples of how you've implemented them in previous positions.
✨Showcase Your Analytical Skills
As an Operations Analyst, your analytical skills are crucial. Prepare to discuss specific instances where you've used data to drive process improvements or enhance compliance measures.
✨Demonstrate Collaboration Experience
This role requires collaboration across various teams. Think of examples where you've successfully worked with different departments, highlighting your communication skills and ability to drive results together.
✨Prepare Questions for Senior Leadership
Engage with the senior leadership by preparing insightful questions about their vision for compliance and operations. This shows your interest in the role and helps you understand their expectations better.
