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For Companies At a Glance
- Tasks: Dive into control processes, analyse data, and enhance operational efficiency.
- Company: Join a leading financial services firm in Belfast with a dynamic work culture.
- Benefits: Enjoy hybrid working, competitive pay, and opportunities for professional growth.
- Why this job: Make an impact by improving controls and driving data-driven decisions in a fast-paced environment.
- Qualifications: Strong analytical skills, proficiency in Excel and SQL, and experience in regulatory initiatives required.
- Other info: Ideal for those passionate about finance and governance, looking to kickstart their career.
The predicted salary is between 69600 - 86400 £ per year.
Key Responsibilities
- Develop a thorough understanding of a newly implemented semi-automated control process.
- Review and investigate exceptions and transactions that are not evaluated by the control. Categorize these exceptions to identify opportunities for control enhancement.
- Create comprehensive desktop procedures to support the transition of the control process to the BAU (Business As Usual) team.
- Escalate thematic issues and data quality concerns to the control owner, highlighting opportunities to improve control effectiveness and reduce false positives.
- Continuously refine desktop procedures based on insights gained from operating the control.
- Draft business requirements for system enhancements, working closely with technology teams to implement, test, and deliver improvements.
- Present findings and control disposition outcomes to the control lead in a clear and actionable format.
- Support the preparation of governance metrics, reports, and presentation decks.
Knowledge, Experience & Skills
- Proven ability to engage with key stakeholders across functions including front office (e.g., Traders, Trading Supervisors, Business Managers), Middle Office, Operations, Technology, and Risk & Control.
- Proficient in Microsoft Office, particularly Excel (including pivot tables, lookups) and PowerPoint.
- Capable of independently writing SQL queries to extract, analyse, and interpret large data sets.
- Strong analytical mindset with a track record of using data to drive decision-making and deliver process improvements.
- Experience in managing or supporting regulatory change initiatives across Markets, such as Dodd-Frank, EMIR, MiFID II/R, UMR, Reg W, or Reg K.
- Prior experience operating 1LOD (First Line of Defence) controls with a focus on timely exception handling and investigative review.
Skills and Competencies
- Advanced analytical and problem-solving abilities, with meticulous attention to detail.
- Strong interpersonal and stakeholder management skills, with the ability to influence across business, support, and control teams.
- Skilled in data analysis using Excel and SQL.
- Demonstrated ability to design and implement operational processes, with strong documentation and procedural development skills.
- Excellent verbal and written communication skills, with the ability to convey complex concepts clearly and effectively.
Contact Detail:
Morgan McKinley Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Control & Governance Analyst - Markets
✨Tip Number 1
Familiarise yourself with the specific regulatory frameworks mentioned in the job description, such as Dodd-Frank and MiFID II/R. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Brush up on your SQL skills, especially focusing on writing queries that can extract and analyse large data sets. Being able to showcase your ability to manipulate data during discussions will set you apart from other candidates.
✨Tip Number 3
Prepare examples of how you've previously engaged with stakeholders across different functions. Highlighting your interpersonal skills and ability to influence others will be crucial in demonstrating your fit for this role.
✨Tip Number 4
Practice presenting complex information clearly and concisely. You may be asked to explain your findings or control outcomes, so being able to communicate effectively will be key to impressing the interviewers.
We think you need these skills to ace Control & Governance Analyst - Markets
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly read the job description for the Control & Governance Analyst position. Understand the key responsibilities and required skills, as this will help you tailor your application.
Tailor Your CV: Highlight relevant experience in your CV that aligns with the responsibilities of the role. Emphasise your analytical skills, experience with regulatory change initiatives, and proficiency in Excel and SQL.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your understanding of the control process and your ability to engage with stakeholders. Use specific examples from your past experiences to demonstrate your problem-solving abilities and attention to detail.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any grammatical errors or typos. A polished application reflects your attention to detail, which is crucial for this role.
How to prepare for a job interview at Morgan McKinley
✨Understand the Control Process
Make sure to familiarise yourself with the semi-automated control process mentioned in the job description. Be prepared to discuss how you would approach understanding and improving this process, as well as any relevant experiences you have had in similar roles.
✨Showcase Your Analytical Skills
Highlight your analytical mindset by discussing specific examples where you've used data to drive decision-making. Be ready to explain how you would categorise exceptions and identify opportunities for control enhancement, as this is a key responsibility of the role.
✨Prepare for Stakeholder Engagement
Since the role requires engaging with various stakeholders, think about your past experiences working with different teams. Prepare examples that demonstrate your interpersonal skills and how you've influenced decisions across business functions.
✨Demonstrate Technical Proficiency
Brush up on your Microsoft Excel and SQL skills, as these are crucial for the role. Be prepared to discuss how you've used these tools in previous positions, particularly in extracting and analysing large data sets.
