Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Review client files for accuracy and compliance with FCA regulations.
- Company: Join Hoxton Wealth, a global leader in personalized financial services.
- Benefits: Enjoy a dynamic work environment with opportunities for growth and learning.
- Why this job: Be part of a team that values integrity and client protection in finance.
- Qualifications: No specific experience required; just a keen eye for detail and a passion for finance.
- Other info: This role is perfect for those looking to kickstart their career in financial services.
The predicted salary is between 36000 - 60000 £ per year.
Company Overview: Hoxton Wealth is a global financial services firm with offices in key locations including the United Kingdom, Dubai, Cyprus, South Africa, the United States, and Australia. Leveraging a tech-led and tax-efficient approach, Hoxton Wealth specializes in comprehensive wealth management services tailored to clients’ needs. With around £2 billion in assets under management (AUM), the firm focuses on delivering personalized financial planning, investment strategies, and cross-border solutions. This international presence underpins our commitment to offering innovative, client-centered advisory services, while maintaining rigorous compliance with regulatory standards. Role Overview: The File Reviewer will be responsible for ensuring the quality, accuracy, and compliance of client files under the Financial Conduct Authority (FCA) regulatory framework in the UK. This role is critical in safeguarding the integrity of our advisory services while supporting the firm’s broader global objectives. Key Responsibilities: Conduct thorough reviews of client files to ensure adherence to FCA regulatory requirements and internal policies. Verify that all documentation, disclosures, and financial advice comply with the FCA rules, with particular focus on suitability, transparency, and client protection. Evaluate the appropriateness of investment recommendations, risk assessments, and …
File Reviewer employer: Hoxton Capital Management
Contact Detail:
Hoxton Capital Management Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land File Reviewer
✨Tip Number 1
Familiarize yourself with the Financial Conduct Authority (FCA) regulations. Understanding these guidelines will not only help you in the interview but also demonstrate your commitment to compliance and quality in financial services.
✨Tip Number 2
Highlight any previous experience you have with file reviews or compliance checks. Be ready to discuss specific examples where you ensured adherence to regulatory standards, as this will showcase your relevant skills.
✨Tip Number 3
Stay updated on current trends in wealth management and financial advisory services. Being knowledgeable about industry changes can set you apart and show that you're proactive about your professional development.
✨Tip Number 4
Network with professionals in the financial services sector. Engaging with others in the industry can provide insights into the role and may even lead to referrals, increasing your chances of landing the job.
We think you need these skills to ace File Reviewer
Some tips for your application 🫡
Understand the Role: Make sure you fully understand the responsibilities of a File Reviewer at Hoxton Wealth. Familiarize yourself with the FCA regulatory framework and how it applies to client file reviews.
Tailor Your CV: Highlight relevant experience in compliance, financial services, or file reviewing in your CV. Use specific examples that demonstrate your attention to detail and understanding of regulatory requirements.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Mention how your skills align with the key responsibilities outlined in the job description, particularly your ability to ensure compliance and quality.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no grammatical errors or typos, as attention to detail is crucial for this role.
How to prepare for a job interview at Hoxton Capital Management
✨Understand FCA Regulations
Make sure you have a solid grasp of the Financial Conduct Authority (FCA) regulations. Familiarize yourself with key compliance requirements and how they apply to client file reviews. This knowledge will demonstrate your commitment to maintaining high standards in financial services.
✨Showcase Attention to Detail
As a File Reviewer, attention to detail is crucial. Prepare examples from your past experiences where your meticulous nature helped identify discrepancies or improve compliance. Highlighting this skill will reassure the interviewers of your capability to uphold their rigorous standards.
✨Discuss Client-Centered Approaches
Hoxton Wealth emphasizes personalized financial planning. Be ready to discuss how you would ensure that client files reflect tailored advice and strategies. Share any relevant experiences where you prioritized client needs in your previous roles.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in real-world situations. Practice articulating your thought process when faced with compliance challenges or ethical dilemmas, as this will showcase your critical thinking and decision-making abilities.
