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- Tasks: Lead compliance initiatives and build a global compliance team in a digital assets startup.
- Company: Join an innovative startup focused on digital assets, seeking FCA regulatory approval.
- Benefits: Enjoy competitive salary, flexible working options, and the chance to shape a growing company.
- Why this job: Be at the forefront of compliance in the exciting world of digital assets and crypto.
- Qualifications: 7-15+ years of compliance experience with expert FCA knowledge and digital assets expertise required.
- Other info: Ideal for those with experience in OTC trading and taking firms through FCA authorisation.
The predicted salary is between 72000 - 108000 £ per year.
Rutherford is exclusively partnering with a digital assets startup seeking a Head of Compliance based in the UK. The company is in the process of obtaining FCA regulatory approval and is looking for an experienced individual to lead this initiative while also building and scaling a global compliance team.
Responsibilities:
- Design and implement the compliance and FCC framework for the firm
- Lead on the FCA authorisation and advise stakeholders on best practice
- Work closely with regulatory consultants and counsel on regulatory applications outside of the UK.
- Build a reputable team across the globe
- Manage BAU compliance/FCC tasks, including KYC/KYB
Requirements:
- 7 - 15+ years of compliance/FCC experience, with expert FCA knowledge
- Must have digital assets/crypto knowledge and experience
- Ideal candidate will have experience around OTC trading/liquidity providing
- Experience taking a firm through FCA authorisation is attractive
Head of Compliance employer: Rutherford
Contact Detail:
Rutherford Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance
✨Tip Number 1
Network with professionals in the digital assets and compliance sectors. Attend industry events, webinars, or meetups to connect with individuals who have experience in FCA authorisation and compliance frameworks.
✨Tip Number 2
Stay updated on the latest FCA regulations and compliance trends in the digital assets space. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 3
Consider reaching out to current or former employees of the company for insights into their compliance culture and expectations. This can give you a competitive edge during discussions.
✨Tip Number 4
Prepare to discuss specific examples of how you've successfully led compliance initiatives in previous roles, especially those related to FCA authorisation and digital assets. Tailoring your experiences to align with the job requirements will make you stand out.
We think you need these skills to ace Head of Compliance
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Head of Compliance position. Familiarise yourself with FCA regulations and the digital assets landscape to tailor your application effectively.
Highlight Relevant Experience: In your CV and cover letter, emphasise your 7-15+ years of compliance experience, particularly any roles involving FCA authorisation or digital assets. Use specific examples to demonstrate your expertise and achievements in these areas.
Craft a Compelling Cover Letter: Write a cover letter that not only outlines your qualifications but also conveys your passion for compliance in the digital assets sector. Address how you can contribute to building and scaling a global compliance team.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial for a compliance role.
How to prepare for a job interview at Rutherford
✨Showcase Your FCA Expertise
Make sure to highlight your in-depth knowledge of FCA regulations during the interview. Be prepared to discuss specific experiences where you've successfully navigated compliance challenges, especially in relation to digital assets.
✨Demonstrate Leadership Skills
As a Head of Compliance, you'll need to lead a global team. Share examples of how you've built and managed teams in the past, focusing on your approach to fostering a strong compliance culture and mentoring junior staff.
✨Prepare for Regulatory Scenarios
Anticipate questions about how you would handle various regulatory scenarios, particularly those related to FCA authorisation. Think through your strategies for advising stakeholders and managing compliance risks effectively.
✨Highlight Digital Assets Knowledge
Given the focus on digital assets, be ready to discuss your experience in this area. Talk about any relevant projects or initiatives you've led, especially those involving OTC trading or liquidity provision, to demonstrate your expertise.
