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- Tasks: Join a dynamic team to develop compliance programs and monitor market activities.
- Company: Work with a leading multi-strategy investment firm in London.
- Benefits: Gain experience in a fast-paced environment with opportunities for professional growth.
- Why this job: Be part of a growing company that values ethics and compliance in finance.
- Qualifications: 5-7 years in compliance, strong knowledge of UK/EU regulations, relevant degree and certifications required.
- Other info: Ideal for proactive team players who thrive in complex environments.
The predicted salary is between 43200 - 72000 £ per year.
MERJE has partnered with a leading multi-strategy investment firm and we’re on the lookout for a talented Compliance Officer join their London team. This role supports a team of two experienced Compliance specialists and will focussed on helping them establish a robust EMEA Legal and Compliance platform as the company continues to grow. Key Responsibilities: Develop and implement a comprehensive compliance monitoring program Code of ethics/personal account dealing monitoring Market abuse trade surveillance Support compliance framework for new products and markets Senior Managers and Certification Regime compliance Oversee MiFID 2 research Best execution monitoring Qualifications: 5-7 years of relevant compliance experience, ideally gained in a buy-side firm Strong understanding of UK and EU regulatory requirements (including FCA Handbook rules, particularly relating to MiFID 2 requirements) Undergraduate degree with relevant certifications (e.g., CISI, CFA, FRM) Excellent communication, problem-solving, and organisational skills Proactive and thrives in a complex, dynamic environment Exercises sound commercial judgement Team player with strong ethical standards and high integrity Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has b…
Compliance Officer - Investment employer: Merje Careers
Contact Detail:
Merje Careers Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - Investment
✨Tip Number 1
Make sure to familiarize yourself with the latest UK and EU regulatory requirements, especially those related to MiFID 2. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the compliance field.
✨Tip Number 2
Network with professionals in the investment compliance sector. Attend industry events or webinars where you can connect with current Compliance Officers or recruiters. This can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples from your past experience that showcase your problem-solving skills and ability to thrive in dynamic environments. Highlight situations where you successfully navigated compliance challenges.
✨Tip Number 4
Research the company’s culture and values. Understanding their approach to compliance and ethics will allow you to tailor your responses during interviews and show that you align with their mission.
We think you need these skills to ace Compliance Officer - Investment
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Officer position. Highlight key responsibilities and qualifications that align with your experience, especially focusing on compliance monitoring and regulatory requirements.
Tailor Your CV: Customize your CV to emphasize your 5-7 years of relevant compliance experience. Include specific examples of your work in a buy-side firm and your understanding of UK and EU regulatory requirements, particularly MiFID 2.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your communication skills and problem-solving abilities. Explain why you are a good fit for the role and how your proactive approach can contribute to the team’s success.
Highlight Certifications: Mention any relevant certifications such as CISI, CFA, or FRM in your application. This will demonstrate your commitment to the field and enhance your credibility as a candidate.
How to prepare for a job interview at Merje Careers
✨Showcase Your Compliance Knowledge
Make sure to demonstrate your understanding of UK and EU regulatory requirements, especially those related to MiFID 2. Prepare specific examples from your past experience that highlight your expertise in compliance monitoring and trade surveillance.
✨Emphasize Team Collaboration
Since this role involves supporting a team of Compliance specialists, be ready to discuss how you have successfully worked in teams before. Share instances where your collaboration led to improved compliance outcomes or streamlined processes.
✨Prepare for Ethical Scenarios
Given the importance of ethical standards in this role, think about potential ethical dilemmas you might face as a Compliance Officer. Be prepared to discuss how you would handle these situations while maintaining integrity and compliance with regulations.
✨Demonstrate Problem-Solving Skills
Highlight your problem-solving abilities by discussing challenges you've faced in previous compliance roles. Explain the steps you took to resolve these issues and the positive outcomes that resulted from your actions.
