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- Tasks: Lead a team managing regulatory reporting for a top-tier US investment bank.
- Company: Join a leading US investment bank with a hybrid work culture.
- Benefits: Enjoy a flexible hybrid working policy and opportunities for professional growth.
- Why this job: Make an impact in regulatory compliance while developing your leadership skills.
- Qualifications: Bachelor's degree in Finance or related field; extensive regulatory reporting experience required.
- Other info: Opportunity to work closely with senior management and industry associations.
The predicted salary is between 72000 - 108000 £ per year.
Director – Eximius Finance (Accounting and Finance Recruitment)
A top tier US IB, who operate a hybrid working policy – 3 days in the office, are looking for a head of regulatory reporting. This role could be hired at Senior VP or Director equivalent level. You will be responsible for overseeing and managing all regulatory reporting functions with a team of 5/6 across London and Europe. This senior role requires a deep understanding of regulatory requirements, trading book products, strong analytical skills, and the ability to lead a team to ensure compliance with all applicable regulations.
Responsibilities
- Lead and manage the regulatory reporting team (5/6 across EMEA), providing direction, support, and development opportunities.
- Ensure timely and accurate reporting to the relevant competent authorities (mainly the FCA and Bafin/Bundesbank), including MIFID PRU/IFR reporting for all European entities.
- Ensure timely and accurate reporting of key regulatory metrics (capital, liquidity, concentration) as part of internal monitoring and dashboards.
- Support the ongoing development of systems and processes to meet department needs for both new business and regulatory changes, including testing regulatory reporting systems prior to implementation.
- Work closely with business areas and risk on capital planning exercises and internal assessment of risk and allocation of capital by business.
- Collaborate with the risk team around optimisation of existing regulatory treatment to support the firm’s current and new business development.
- Maintain key relationships with FCA and act as gatekeeper on all escalations around reporting of breaches flagged by the regulatory reporting group.
- Maintain relationships with relevant industry associations to ensure the business views are considered in relevant matters.
- Produce Pillar 3 disclosure, working with reporting and risk team to source inputs into the document.
- Work closely with risk on the development of the Internal Capital and Risk Assessment Process (ICARA – Pillar 2), including the solvent wind-down plan and business stress scenarios.
Qualifications/Experience
- Bachelor’s degree in Finance, Accounting, Economics, or a related field; advanced degree or professional certification (e.g., ACA or equivalent, CFA) preferred.
- Extensive experience in regulatory reporting within an investment banking environment.
- In-depth knowledge of UK and EU regulatory requirements, including MIFIDPRU and IFR.
- Proven leadership and team management skills.
- Strong analytical and problem-solving abilities.
- Excellent communication and interpersonal skills, with significant exposure to senior individuals across the front, middle, and back office.
- Ability to work under pressure and meet tight deadlines.
- Proficiency in regulatory reporting software and tools, specifically AXIOM would be beneficial.
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Head of regulatory reporting - US IB | London, UK | Hybrid employer: Eximius Finance
Contact Detail:
Eximius Finance Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of regulatory reporting - US IB | London, UK | Hybrid
✨Tip Number 1
Make sure to familiarize yourself with the specific regulatory requirements relevant to the role, such as MIFID PRU and IFR. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the investment banking sector, especially those involved in regulatory reporting. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in the field.
✨Tip Number 3
Highlight your leadership experience in previous roles, particularly in managing teams. Be prepared to discuss specific examples of how you've developed team members and improved reporting processes in your past positions.
✨Tip Number 4
Familiarize yourself with regulatory reporting software, especially AXIOM, as it is mentioned in the job description. If you have experience with similar tools, be ready to discuss how you can leverage that knowledge in this role.
We think you need these skills to ace Head of regulatory reporting - US IB | London, UK | Hybrid
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and qualifications required for the Head of Regulatory Reporting position. Tailor your application to highlight your relevant experience in regulatory reporting within an investment banking environment.
Highlight Leadership Experience: Since this role involves managing a team, emphasize your leadership and team management skills in your CV and cover letter. Provide specific examples of how you've successfully led teams in the past.
Showcase Analytical Skills: Demonstrate your strong analytical and problem-solving abilities by including examples of how you've tackled complex regulatory challenges or improved reporting processes in previous roles.
Tailor Your Documents: Customize your CV and cover letter to reflect the specific requirements mentioned in the job description, such as knowledge of UK and EU regulatory requirements and proficiency in regulatory reporting software like AXIOM.
How to prepare for a job interview at Eximius Finance
✨Showcase Your Regulatory Knowledge
Make sure to demonstrate your deep understanding of UK and EU regulatory requirements, especially MIFIDPRU and IFR. Prepare specific examples from your past experience where you successfully navigated complex regulatory landscapes.
✨Highlight Leadership Experience
Since this role involves managing a team, be ready to discuss your leadership style and provide examples of how you've developed and supported your team in previous positions. Emphasize your ability to lead under pressure and meet tight deadlines.
✨Prepare for Technical Questions
Expect technical questions related to regulatory reporting software and tools, particularly AXIOM. Brush up on your knowledge of these systems and be prepared to discuss how you've used them effectively in your previous roles.
✨Demonstrate Strong Analytical Skills
Be prepared to showcase your analytical and problem-solving abilities. Discuss specific instances where your analytical skills led to improved reporting processes or compliance outcomes, and how you collaborated with other teams to achieve these results.
