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- Tasks: Join a dynamic compliance team ensuring regulatory adherence in a fast-paced investment environment.
- Company: A leading Global Macro Investment Manager based in the UK, known for its excellent culture.
- Benefits: Enjoy competitive pay and a collaborative work atmosphere with opportunities for professional growth.
- Why this job: Be part of a top-tier firm that values emotional intelligence and teamwork in compliance.
- Qualifications: 5+ years in compliance with experience in fixed income or equities; NFA and CFTC knowledge preferred.
- Other info: Contact Catherine for a confidential discussion about this exciting opportunity.
The predicted salary is between 43200 - 72000 £ per year.
Our client, a Global Macro Investment Manager headquartered in the UK with 6 licensed entities, is looking to add to their compliance team. The culture at this MIFID firm is excellent, very much coming from the top down.
We are looking for a collaborative team player with great emotional intelligence and fixed income and/or equities compliance experience. NFA and CFTC experience is also very desirable.
An understanding of the Eq and FI aspects of their product set is a must, including understanding reporting, short position forms, and code of ethics. Knowledge of Annexe IV and other systems would be helpful.
At least 5 years of experience is sought. This is a top quartile payer.
To discuss in confidence please contact Catherine at: T: 020 71291221 DM over LinkedIn.
Compliance Officer - Macro Investment firm employer: Novo Resourcing
Contact Detail:
Novo Resourcing Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - Macro Investment firm
✨Tip Number 1
Network with professionals in the compliance field, especially those who have experience in macro investment firms. Attend industry events or webinars to connect with potential colleagues and learn more about the specific compliance challenges they face.
✨Tip Number 2
Familiarise yourself with the latest regulations and compliance frameworks relevant to macro investments, such as MIFID II, NFA, and CFTC guidelines. This knowledge will not only boost your confidence but also demonstrate your commitment to staying updated in the field.
✨Tip Number 3
Highlight your emotional intelligence and teamwork skills during interviews. Prepare examples of how you've successfully collaborated with others in previous roles, as this is a key trait the firm is looking for in a candidate.
✨Tip Number 4
Research the specific products and services offered by the firm, particularly in equities and fixed income. Understanding their product set will allow you to speak more knowledgeably about compliance issues during discussions with the hiring team.
We think you need these skills to ace Compliance Officer - Macro Investment firm
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Officer in a Macro Investment firm. Familiarise yourself with MIFID regulations and the specific compliance requirements related to fixed income and equities.
Tailor Your CV: Highlight your relevant experience in compliance, particularly in fixed income and equities. Emphasise any NFA and CFTC experience you have, as well as your understanding of reporting and ethical codes. Make sure your CV reflects at least 5 years of relevant experience.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your emotional intelligence and collaborative nature. Mention specific examples from your past roles that demonstrate your ability to work effectively within a team and handle compliance challenges.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no typos or grammatical errors, and that all information is accurate and clearly presented. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Novo Resourcing
✨Show Your Compliance Knowledge
Make sure to brush up on your understanding of compliance regulations, especially those related to fixed income and equities. Be prepared to discuss specific examples from your past experience that demonstrate your knowledge of reporting, short position forms, and the code of ethics.
✨Demonstrate Emotional Intelligence
Since the role requires great emotional intelligence, think of instances where you've successfully navigated team dynamics or resolved conflicts. Highlight your ability to collaborate effectively with others, as this is crucial in a compliance environment.
✨Familiarise Yourself with Relevant Regulations
Understanding Annexe IV and other relevant systems will give you an edge. Research these regulations and be ready to discuss how they apply to the firm's operations. This shows your commitment to staying informed and compliant.
✨Prepare Questions for the Interviewer
Having insightful questions ready can set you apart. Ask about the firm's approach to compliance challenges or how they foster a collaborative culture. This not only shows your interest but also helps you gauge if the firm aligns with your values.
