Specialist, Compliance Monitoring
Specialist, Compliance Monitoring

Specialist, Compliance Monitoring

Full-Time 36000 - 60000 £ / year (est.) No home office possible
F

At a Glance

  • Tasks: Join the Compliance Assurance Team to ensure compliance with regulations and manage audits.
  • Company: FAB UK is a leading bank focused on compliance and risk management.
  • Benefits: Enjoy a dynamic work environment with opportunities for professional growth and development.
  • Why this job: Make a real impact in compliance while working with a supportive team and gaining valuable experience.
  • Qualifications: Degree preferred, with 1-2 years in banking compliance and familiarity with UK regulations.
  • Other info: Ideal for proactive individuals who thrive under pressure and value integrity.

The predicted salary is between 36000 - 60000 £ per year.

To work as part of the Compliance Assurance Team (CAT) on the annual risk-based Compliance Assurance Programme (CAP), to ensure that the businesses, functions, and other areas of FAB UK operate in accordance with local (and wider, where relevant) rules and regulations.

KEY ACCOUNTABILITIES:

  • Work within the Compliance Assurance Team, supporting the Regional Head of Compliance, Europe to carry out their responsibilities as SMF16, in particular with respect to:
  • Compliance risk assessments.
  • Compliance Assurance Programme (CAP).
  • Co-ordination of Compliance RCSA.
  • Internal reporting.
  • Incident and issue management.
  • Managing and responding to internal and external audits.
  • Assist in undertaking the regulatory risk assessment process which will drive a risk-based CAP;
  • Assist in the creation of a risk based and proportionate CAP and develop Compliance Assurance procedures, test scripts and other relevant monitoring and testing templates;
  • Contribute to the planning, execution and reporting of CAP reviews in adherence with FAB UK Compliance Assurance procedures and Group Compliance assurance requirements;
  • Track implementation of corrective actions agreed with the business and undertake pre or post issue closure testing, when required;
  • Maintain an open, transparent, and effective relationships with internal and external stakeholders, including FAB UK business areas, Group Compliance, Group Audit and UK regulators.
  • QUALIFICATIONS & EXPERIENCE:

    • Preferably educated to degree level.
    • Preferably with a relevant professional qualification (e.g. ICA, CISI, CAMS, IIA).
    • Experience of working in banking.
    • 1-2 years’ experience of working in Compliance.
    • Familiarity with UK regulation.
    • Ability to work under pressure and to deadlines.
    • Good verbal and written communications.
    • Organised, independent and self-motivated.
    • Proactive, with the ability to generate ideas, think creatively and develop innovative solutions.
    • Discreet, high levels of integrity and able to handle highly sensitive information with absolute confidentiality.

    Specialist, Compliance Monitoring employer: First Abu Dhabi Bank

    FAB UK is an exceptional employer that prioritises a supportive and collaborative work culture, fostering professional growth and development within the Compliance Assurance Team. Employees benefit from comprehensive training opportunities, a commitment to work-life balance, and the chance to engage with diverse stakeholders in a dynamic banking environment. Located in the heart of the UK, FAB UK offers a unique opportunity to contribute to meaningful compliance initiatives while being part of a forward-thinking organisation dedicated to excellence and integrity.
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    Contact Detail:

    First Abu Dhabi Bank Recruiting Team

    StudySmarter Expert Advice 🤫

    We think this is how you could land Specialist, Compliance Monitoring

    ✨Tip Number 1

    Familiarise yourself with the latest UK regulations and compliance frameworks. This will not only help you understand the role better but also demonstrate your commitment to staying updated in the field.

    ✨Tip Number 2

    Network with professionals in the compliance sector, especially those who have experience in banking. Engaging in conversations can provide insights into the role and may even lead to referrals.

    ✨Tip Number 3

    Prepare for potential interview questions by reviewing common compliance scenarios and how you would handle them. This shows your proactive approach and readiness to tackle real-world challenges.

    ✨Tip Number 4

    Demonstrate your problem-solving skills by thinking of innovative solutions to common compliance issues. Be ready to discuss these ideas during your interview to showcase your creativity and initiative.

    We think you need these skills to ace Specialist, Compliance Monitoring

    Compliance Risk Assessment
    Regulatory Knowledge
    Internal Audit Coordination
    Incident Management
    Risk-Based Compliance Assurance Programme (CAP)
    Test Script Development
    Stakeholder Management
    Analytical Skills
    Attention to Detail
    Effective Communication Skills
    Organisational Skills
    Problem-Solving Skills
    Ability to Work Under Pressure
    Confidentiality and Integrity

    Some tips for your application 🫡

    Tailor Your CV: Make sure your CV highlights relevant experience in compliance and banking. Emphasise any specific qualifications like ICA, CISI, CAMS, or IIA, and showcase your familiarity with UK regulations.

    Craft a Strong Cover Letter: In your cover letter, explain why you are passionate about compliance monitoring. Mention your ability to work under pressure and your proactive approach to problem-solving, as these are key attributes for the role.

    Highlight Relevant Experience: When detailing your work experience, focus on your previous roles in compliance. Discuss specific projects or tasks where you contributed to compliance risk assessments or managed audits, demonstrating your hands-on experience.

    Showcase Communication Skills: Since good verbal and written communication is essential for this role, provide examples of how you've effectively communicated with stakeholders in past positions. This could include reports you've written or presentations you've delivered.

    How to prepare for a job interview at First Abu Dhabi Bank

    ✨Understand Compliance Regulations

    Make sure you have a solid grasp of UK compliance regulations and how they apply to the banking sector. Familiarise yourself with key legislation and recent changes, as this will demonstrate your commitment and knowledge during the interview.

    ✨Showcase Your Experience

    Be prepared to discuss your previous experience in compliance roles. Highlight specific projects or tasks you've undertaken that relate to compliance risk assessments or assurance programmes, as this will help illustrate your capability for the role.

    ✨Demonstrate Problem-Solving Skills

    Think of examples where you've had to develop innovative solutions to compliance issues. Discussing how you approached these challenges will show your proactive nature and ability to think creatively under pressure.

    ✨Build Rapport with Stakeholders

    Emphasise your ability to maintain effective relationships with various stakeholders. Prepare examples of how you've successfully collaborated with internal teams or external regulators, as this is crucial for the role within the Compliance Assurance Team.

    Specialist, Compliance Monitoring
    First Abu Dhabi Bank
    F
    • Specialist, Compliance Monitoring

      Full-Time
      36000 - 60000 £ / year (est.)

      Application deadline: 2027-05-27

    • F

      First Abu Dhabi Bank

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