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- Tasks: Lead compliance efforts and manage a team to ensure regulatory effectiveness.
- Company: Join a top-tier international financial services provider known for excellence.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth.
- Why this job: Be part of a collaborative culture that values results and celebrates achievements.
- Qualifications: Experience in compliance management and strong leadership skills required.
- Other info: This role offers the chance to influence compliance strategies across multiple jurisdictions.
The predicted salary is between 54000 - 84000 £ per year.
Job Description We have been exclusively retained to recruit for a Compliance Assurance role with an international financial services provider. Join a world-leading, international financial services provider with a reputation for excellence. Operating across multiple jurisdictions, the firm values results, fosters relationships, and celebrates its achievements. If you are a collaborative professional looking for a dynamic environment, then this could be an ideal opportunity for you. Responsibilities: Management Oversight Act as the senior Compliance lead, advising the first line on control effectiveness and regulatory requirements. Support regulatory responses, issue management, and assurance resolutions. Represent Compliance in local meetings, ensuring strategic updates reach relevant jurisdictions. Directly manage the CVT team, fostering a cohesive team culture. Compliance Validation Testing & Issue Management Oversee issue resolution from internal/external reviews, collaborating across all defence lines. Lead CVT activities per the approved plan, ensuring timely issue tracking and resolution. Align issue management with Risk and Control Self-Assessment (RCSA) programs. Enhance testing processes to target actual organisational risks. Monitor testing outco…
VP, Compliance Assurance employer: Victus Search
Contact Detail:
Victus Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land VP, Compliance Assurance
✨Tip Number 1
Make sure to familiarize yourself with the latest regulatory requirements and compliance frameworks relevant to the financial services industry. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in international financial services. Attend industry conferences or webinars to connect with potential colleagues and learn about best practices that can set you apart from other candidates.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully managed compliance issues in the past. Highlight your experience in leading teams and collaborating across departments, as these skills are crucial for the VP role.
✨Tip Number 4
Research the company’s culture and values thoroughly. Understanding their approach to compliance and how they celebrate achievements will allow you to tailor your responses during interviews and show that you’re a great fit for their dynamic environment.
We think you need these skills to ace VP, Compliance Assurance
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly read the job description for the VP, Compliance Assurance position. Understand the key responsibilities and required skills to tailor your application accordingly.
Highlight Relevant Experience: In your CV and cover letter, emphasize your experience in compliance management, regulatory responses, and team leadership. Use specific examples that demonstrate your ability to oversee compliance validation testing and issue management.
Showcase Collaborative Skills: Since the role requires collaboration across various teams, make sure to highlight instances where you successfully worked with others to achieve compliance goals. This could include cross-departmental projects or initiatives.
Craft a Strong Cover Letter: Write a compelling cover letter that not only outlines your qualifications but also expresses your enthusiasm for the role and the company. Mention why you are drawn to this international financial services provider and how you can contribute to their success.
How to prepare for a job interview at Victus Search
✨Understand the Compliance Landscape
Make sure you have a solid grasp of the current regulatory environment and compliance challenges faced by financial services providers. Be prepared to discuss how your experience aligns with these challenges and how you can contribute to effective compliance management.
✨Showcase Leadership Skills
As a VP, you'll need to demonstrate strong leadership capabilities. Prepare examples of how you've successfully managed teams, fostered collaboration, and driven results in previous roles. Highlight your ability to build a cohesive team culture.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past experiences where you resolved compliance issues or improved processes, and be ready to share those stories.
✨Align with Company Values
Research the company's values and mission. During the interview, express how your professional philosophy aligns with their commitment to excellence and relationship-building. This will show that you're not just a fit for the role, but also for the company culture.
