Compliance Officer Apply now

Compliance Officer

Dorking Full-Time 28800 - 42000 £ / year (est.)
Apply now
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At a Glance

  • Tasks: Help teams follow compliance rules and support exciting projects.
  • Company: Join a dynamic company focused on growth and customer satisfaction.
  • Benefits: Enjoy a collaborative culture and opportunities for professional development.
  • Why this job: Make a real impact by promoting positive customer outcomes and compliance.
  • Qualifications: No specific experience required, just a passion for compliance and learning.
  • Other info: Be part of a team that values integrity and innovation.

The predicted salary is between 28800 - 42000 £ per year.

Job Description Assist business teams follow compliance rules when creating or updating products and services. Assist with key projects that support the company’s growth plans. Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines. Provide practical advice to managers and project teams on handling regulatory issues and set clear steps to address them. Deliver compliance training to ensure employees understand and follow new and existing rules. Manage the Compliance Mailbox by responding to regulatory questions from the business. Stay informed about FCA/PRA requirements and how they affect the business. Promote a culture focused on Conduct Risk and positive Customer Outcomes. Understand how Conduct Risk, Treating Customers Fairly, Consumer Duty, Risk Management, and Solvency II relate to the role and suggest improvements when needed. …

Compliance Officer employer: Lutine Bell

As a Compliance Officer at our company, you will thrive in a dynamic work environment that prioritizes integrity and ethical practices. We offer comprehensive training programs and continuous professional development opportunities to help you grow your career while ensuring compliance with FCA/PRA regulations. Our collaborative culture fosters open communication and teamwork, making it an excellent place for individuals who are passionate about promoting positive customer outcomes and managing conduct risk.
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Contact Detail:

Lutine Bell Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Officer

✨Tip Number 1

Familiarize yourself with the latest FCA/PRA regulations and guidelines. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance and regulatory standards.

✨Tip Number 2

Network with professionals in the compliance field. Attend industry events or join relevant online forums to connect with others who can provide insights and potentially refer you to opportunities at StudySmarter.

✨Tip Number 3

Prepare to discuss real-life scenarios where you've successfully navigated compliance challenges. Being able to share specific examples will showcase your problem-solving skills and practical experience.

✨Tip Number 4

Stay updated on current trends in Conduct Risk and Consumer Duty. Showing that you are proactive about understanding these concepts will set you apart as a candidate who is ready to contribute from day one.

We think you need these skills to ace Compliance Officer

Regulatory Knowledge
Attention to Detail
Communication Skills
Project Management
Analytical Skills
Problem-Solving Skills
Training and Development
Risk Management
Understanding of FCA/PRA Requirements
Conduct Risk Awareness
Customer Focus
Collaboration with Marketing Teams
Time Management
Adaptability

Some tips for your application 🫡

Understand the Role: Make sure to thoroughly read the job description for the Compliance Officer position. Understand the key responsibilities and how your skills align with the requirements, especially in areas like regulatory issues and compliance training.

Tailor Your CV: Customize your CV to highlight relevant experience in compliance, risk management, and regulatory frameworks. Use specific examples that demonstrate your ability to assist teams in following compliance rules and delivering training.

Craft a Strong Cover Letter: Write a compelling cover letter that showcases your understanding of Conduct Risk and Customer Outcomes. Explain how your background and skills make you a great fit for promoting a culture of compliance within the company.

Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no grammatical errors or typos, as attention to detail is crucial in compliance roles.

How to prepare for a job interview at Lutine Bell

✨Understand Compliance Regulations

Make sure you have a solid grasp of the FCA/PRA requirements and how they impact the business. Be prepared to discuss specific regulations and how you've applied them in previous roles.

✨Showcase Your Communication Skills

As a Compliance Officer, you'll need to work closely with various teams. Highlight your ability to communicate complex regulatory issues clearly and effectively, especially when discussing marketing materials or training sessions.

✨Demonstrate Problem-Solving Abilities

Be ready to provide examples of how you've handled regulatory challenges in the past. Discuss your approach to providing practical advice and setting clear steps for project teams to follow.

✨Emphasize a Culture of Compliance

Talk about your commitment to promoting a culture focused on Conduct Risk and positive Customer Outcomes. Share any initiatives you've led or participated in that fostered compliance awareness within an organization.

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  • Compliance Officer

    Dorking
    Full-Time
    28800 - 42000 £ / year (est.)
    Apply now

    Application deadline: 2027-01-07

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    Lutine Bell

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