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- Tasks: Join our team to conduct quality audits and provide feedback to IFAs.
- Company: Be part of a leading independent financial advisory firm in the UK.
- Benefits: Enjoy hybrid working options and a competitive salary with great perks.
- Why this job: Grow your career in a supportive environment focused on quality and compliance.
- Qualifications: No specific experience required, just a passion for finance and attention to detail.
- Other info: Full-time, permanent position based in Bromsgrove.
The predicted salary is between 28800 - 42000 £ per year.
Advice Quality Assurance Technician A fantastic opportunity to join one of the UK’s leading independent financial advisory and wealth management firms. We have an exciting opportunity to join our existing Advice and Quality Assurance team. We are looking for those of you who wish to grow with us as a business in our Bromsgrove office with hybrid working opportunities. You will join us on a full-time, permanent basis, and in return, you will receive a competitive salary plus a range of benefits. Key Responsibilities as our Advice Quality Assurance Technician will include: Conducting advice quality audits both on a pre-submission and post-submission basis, in line with the firm’s T&C Scheme Delivery of informative and constructive feedback to IFA’s following advice quality assessment Dealing with day-to-day advice and regulatory queries from other departments, undertaking research, where necessary, in order to provide informed responses Providing new business concessions, where necessary ensuring accurate and timely recording Assistance with past-business auditing in relation to FCA Thematic Reviews, as directed by Risk and T&C Supporting Risk and T&C in the periodic assessment of an adviser’s eligibility for CAS Providing assistance to the Advice Support Unit, as and when required Understanding of the Firm’s Advice Guidance in order to mai…
Advice Quality Assurance Technician employer: AFH Wealth Management
Contact Detail:
AFH Wealth Management Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Advice Quality Assurance Technician
✨Tip Number 1
Familiarize yourself with the firm's T&C Scheme and the FCA Thematic Reviews. Understanding these frameworks will not only help you in your role but also demonstrate your commitment to quality assurance during the interview process.
✨Tip Number 2
Network with professionals in the financial advisory sector, especially those who have experience in quality assurance roles. This can provide you with valuable insights and potentially lead to referrals that could strengthen your application.
✨Tip Number 3
Stay updated on the latest regulatory changes and best practices in financial advice. Showing that you are proactive about your professional development can set you apart from other candidates.
✨Tip Number 4
Prepare to discuss specific examples of how you've provided constructive feedback in previous roles. Being able to articulate your approach to quality assurance will showcase your suitability for the Advice Quality Assurance Technician position.
We think you need these skills to ace Advice Quality Assurance Technician
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly read the job description for the Advice Quality Assurance Technician position. Make sure you understand the key responsibilities and how your skills align with them.
Tailor Your CV: Customize your CV to highlight relevant experience in quality assurance, financial advisory, or compliance. Use specific examples that demonstrate your ability to conduct audits and provide constructive feedback.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for the role and the company. Mention why you are interested in joining their team and how you can contribute to their success in quality assurance.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for this role.
How to prepare for a job interview at AFH Wealth Management
✨Know the Company and Its Values
Before your interview, take some time to research the firm’s mission, values, and recent developments. Understanding their approach to financial advisory and wealth management will help you align your answers with their expectations.
✨Prepare for Technical Questions
As an Advice Quality Assurance Technician, you may be asked about specific regulatory frameworks or quality assurance processes. Brush up on your knowledge of FCA guidelines and the firm’s T&C Scheme to demonstrate your expertise.
✨Showcase Your Communication Skills
Since the role involves providing feedback to IFAs and dealing with queries from other departments, highlight your ability to communicate complex information clearly and constructively. Prepare examples of how you've successfully navigated similar situations in the past.
✨Ask Insightful Questions
At the end of the interview, ask questions that show your interest in the role and the company. Inquire about the team dynamics, ongoing training opportunities, or how success is measured in the Advice Quality Assurance team.
