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- Tasks: Join our team to ensure compliance in hedge funds and private markets.
- Company: A boutique investment management firm focused on alternative investments.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth.
- Why this job: Be part of a team that values regulatory excellence and collaboration.
- Qualifications: Must have extensive compliance experience in investment management and strong regulatory knowledge.
- Other info: This role is based in London and reports directly to the Head of Compliance.
The predicted salary is between 48000 - 72000 £ per year.
Our client, a boutique investment management firm specializing in hedge fund and private markets products, is seeking a Senior Compliance Officer to join their compliance team in London. The successful candidate will report to the Head of Compliance.
Responsibilities:
- Develop and maintain compliance documentation and procedures.
- Ensure regulatory adherence across various markets for product development and management.
- Collaborate with business teams to achieve commercial goals while maintaining regulatory standards.
Requirements:
- Extensive experience in compliance within investment management, including alternative investments, liquid alternatives, hedge funds, and private markets.
- Strong knowledge of UK (FCA) and Luxembourg (CSSF) regulatory requirements, including UCITS and AIF regulations.
- Excellent relationship management skills.
Senior Compliance Officer, Alternatives/Private Markets, London employer: eFinancialCareers
Contact Detail:
eFinancialCareers Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer, Alternatives/Private Markets, London
✨Tip Number 1
Familiarise yourself with the latest FCA and CSSF regulations, especially those related to UCITS and AIF. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance in the investment management sector.
✨Tip Number 2
Network with professionals in the compliance field, particularly those who work in alternatives and private markets. Attend industry events or join relevant online forums to build connections that could lead to valuable insights or referrals.
✨Tip Number 3
Prepare to discuss specific compliance challenges faced by boutique investment firms. Understanding the unique landscape of hedge funds and private markets will set you apart as a candidate who is ready to tackle real-world issues.
✨Tip Number 4
Showcase your relationship management skills by preparing examples of how you've successfully collaborated with business teams in the past. Highlighting these experiences can illustrate your ability to balance compliance with commercial objectives.
We think you need these skills to ace Senior Compliance Officer, Alternatives/Private Markets, London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your extensive experience in compliance within investment management, particularly focusing on alternative investments and hedge funds. Use specific examples to demonstrate your knowledge of UK and Luxembourg regulatory requirements.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the firm. Discuss how your skills align with the responsibilities outlined in the job description, particularly your ability to develop compliance documentation and collaborate with business teams.
Showcase Relationship Management Skills: Emphasise your excellent relationship management skills in both your CV and cover letter. Provide examples of how you have successfully worked with various stakeholders to achieve compliance while supporting commercial goals.
Proofread Your Application: Before submitting your application, thoroughly proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for a compliance role.
How to prepare for a job interview at eFinancialCareers
✨Know Your Regulations
Make sure you have a solid understanding of UK (FCA) and Luxembourg (CSSF) regulatory requirements. Brush up on UCITS and AIF regulations, as these will likely come up during the interview.
✨Showcase Your Experience
Be prepared to discuss your extensive experience in compliance within investment management. Highlight specific examples from your past roles that demonstrate your expertise in alternative investments and hedge funds.
✨Demonstrate Relationship Management Skills
Since excellent relationship management skills are crucial for this role, think of instances where you've successfully collaborated with business teams. Be ready to share how you balanced commercial goals with regulatory standards.
✨Prepare Compliance Documentation Examples
As part of your preparation, gather examples of compliance documentation and procedures you've developed or maintained. This will help you illustrate your hands-on experience and approach to compliance.
