Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance and AML efforts in a dynamic Private Equity firm.
- Company: Join a successful Private Equity Asset Manager in London.
- Benefits: Enjoy a competitive salary, bonuses, and hybrid work options.
- Why this job: Be a key player in shaping compliance strategies and influencing stakeholders.
- Qualifications: Must have senior compliance experience in Private Equity and strong AML/KYC knowledge.
- Other info: Work 4 days in the office with 1 day remote; ideal for proactive leaders.
The predicted salary is between 110000 - 160000 £ per year.
We have been exclusively appointed by our client, a Private Equity Asset Manager, to hire a Head of Compliance & MLRO holding SMF16/17. As part of the senior management team, the duties will include:
- Performing the SMF16 role, staying current with relevant regulatory changes, and ensuring the business and senior management are aware of their obligations.
- Ensuring the firm complies with all FCA, SEC, and other regulatory requirements.
- Reviewing the Firm’s compliance programme to meet FCA regulatory obligations.
- Overseeing the implementation, administration, and monitoring of the compliance framework.
- Managing compliance-related reporting under the SMCR regime, including preparing and submitting reports to the FCA.
- Performing the SMF17 role, enhancing AML policies to ensure regulatory compliance.
- Monitoring AML controls, including suspicious activity reporting and risk assessments.
- Drafting quarterly and annual compliance and MLRO reports to the board, including AML and anti-bribery risk assessments.
- Collaborating with compliance consultants for quarterly reviews.
The ideal candidate will have significant senior compliance experience within a Private Equity firm or a consultancy covering such. A good working knowledge of legal and regulatory requirements across UK, US, and European jurisdictions is essential, with in-depth AML/KYC expertise.
This role offers a unique opportunity for a confident, polished individual with strong interpersonal skills to join a successful Private Equity Asset Manager in a senior, influential position. The role is initially stand-alone within a team of around 40 employees. A proactive, adaptable attitude and broad compliance skills are required. The CEO seeks a regulatory and control leader capable of influencing internal teams, external stakeholders, and regulators. The role is 4 days per week in their London office, with 1 day WFH (any day preferred).
If you possess the necessary interpersonal skills and technical knowledge, please send your details to gary@symescollins.com (including contact number and email). Note that while we try to respond to all applications, this cannot always be guaranteed. Your details will not be shared without your permission.
Exclusive: Head of Compliance & MLRO – Private Equity Experience Required | London, UK | Hybrid employer: Compliance Recruitment Solutions
Contact Detail:
Compliance Recruitment Solutions Recruiting Team
gary@symescollins.com
StudySmarter Expert Advice 🤫
We think this is how you could land Exclusive: Head of Compliance & MLRO – Private Equity Experience Required | London, UK | Hybrid
✨Tip Number 1
Network with professionals in the private equity sector. Attend industry events, webinars, or conferences where you can meet compliance experts and MLROs. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 2
Stay updated on the latest regulatory changes affecting private equity firms. Subscribe to relevant newsletters or follow regulatory bodies on social media to ensure you're well-informed and can discuss current issues during interviews.
✨Tip Number 3
Prepare to demonstrate your leadership skills and experience in compliance management. Think of specific examples where you've successfully influenced teams or improved compliance frameworks, as this will be crucial for a senior role like this.
✨Tip Number 4
Research the company thoroughly before applying. Understand their compliance culture, recent news, and challenges they may face. This knowledge will help you tailor your approach and show genuine interest in the role when you apply through our website.
We think you need these skills to ace Exclusive: Head of Compliance & MLRO – Private Equity Experience Required | London, UK | Hybrid
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance and MLRO roles, particularly within the private equity sector. Use specific examples to demonstrate your understanding of FCA, SEC, and other regulatory requirements.
Craft a Compelling Cover Letter: Write a cover letter that showcases your interpersonal skills and technical knowledge. Explain why you are the ideal candidate for this role and how your previous experiences align with the responsibilities outlined in the job description.
Highlight Regulatory Knowledge: Emphasise your familiarity with legal and regulatory requirements across UK, US, and European jurisdictions. Mention any specific AML/KYC expertise you possess, as this is crucial for the role.
Proofread Your Application: Before submitting, carefully proofread your application materials for any errors or inconsistencies. A polished application reflects your attention to detail, which is essential for a compliance role.
How to prepare for a job interview at Compliance Recruitment Solutions
✨Showcase Your Regulatory Knowledge
Make sure to brush up on the latest FCA, SEC, and other regulatory requirements. Demonstrating your understanding of these regulations during the interview will show that you are well-prepared and knowledgeable about the compliance landscape.
✨Highlight Your Private Equity Experience
Since the role specifically requires private equity experience, be ready to discuss your previous roles in this sector. Share specific examples of how you've navigated compliance challenges in a private equity context to illustrate your expertise.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think of situations where you had to implement AML policies or manage compliance-related reporting, and be prepared to explain your thought process and actions.
✨Demonstrate Strong Interpersonal Skills
As a senior leader, your ability to influence and collaborate with internal teams and external stakeholders is crucial. Prepare to discuss how you've successfully built relationships and communicated effectively in past roles, as this will be key to your success in the position.
