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- Tasks: Oversee compliance for marketing materials and provide guidance to teams.
- Company: Join Man Group, a leading global investment management firm based in London.
- Benefits: Enjoy a dynamic work environment with opportunities for mentorship and professional growth.
- Why this job: Make an impact by ensuring compliance in financial promotions across diverse markets.
- Qualifications: Ideal for those with a keen interest in finance and compliance; training provided.
- Other info: Collaborate with international teams and gain exposure to global compliance standards.
The predicted salary is between 48000 - 72000 £ per year.
This role sits in the Distribution Compliance team and is responsible for compliance oversight of the Group’s operations with a focus on financial promotions compliance and related advisory tasks in respect of the distribution of financial products and services on a cross-border basis.
Responsibilities include:
- Review marketing and advertising literature, such as adverts, social media posts, factsheets, presentations, and press releases for audiences in the UK and multiple overseas jurisdictions including EMEA, LATAM, and APAC, ensuring alignment with applicable regulations such as MiFID, FCA COBS 4, CBDF, SDR/SFDR, and Anti-greenwashing.
- Provide constructive and accurate feedback, ensuring required amendments are made.
- Offer guidance and mentoring to less experienced colleagues, deputising for the team manager as needed.
- Maintain close working relationships with Investment Services, Marketing, Communications, and other stakeholders, providing pro-active, accurate, and timely advice and support.
- Provide training to business teams on marketing compliance regulation and industry best practices.
- Collaborate with US Compliance colleagues on approval of materials intended for a Rest of World (ROW) audience.
Marketing & Distribution Compliance Officer employer: LGBT Great
Contact Detail:
LGBT Great Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Marketing & Distribution Compliance Officer
✨Tip Number 1
Familiarise yourself with the key regulations mentioned in the job description, such as MiFID and FCA COBS 4. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to compliance in marketing.
✨Tip Number 2
Network with professionals in the compliance and marketing sectors, especially those who have experience in financial promotions. Engaging with industry experts can provide valuable insights and may even lead to referrals for the position.
✨Tip Number 3
Prepare to discuss specific examples of how you've provided feedback on marketing materials in previous roles. Highlighting your ability to mentor others and collaborate with various teams will showcase your fit for the role.
✨Tip Number 4
Stay updated on the latest trends in marketing compliance and anti-greenwashing practices. Being knowledgeable about current issues will allow you to contribute meaningfully during discussions and show that you're proactive in your professional development.
We think you need these skills to ace Marketing & Distribution Compliance Officer
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Marketing & Distribution Compliance Officer. Familiarise yourself with relevant regulations such as MiFID and FCA COBS 4, as well as the specific compliance challenges in financial promotions.
Tailor Your CV: Highlight your experience in compliance, marketing, or financial services. Be specific about your previous roles and how they relate to the responsibilities outlined in the job description. Use keywords from the job posting to ensure your CV stands out.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Discuss your understanding of compliance in marketing and how your skills can contribute to the team. Mention any relevant experience with cross-border financial promotions.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for spelling and grammatical errors, and ensure that all information is clear and concise. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at LGBT Great
✨Know Your Regulations
Familiarise yourself with key regulations such as MiFID, FCA COBS 4, and Anti-greenwashing. Being able to discuss these in detail will show your understanding of the compliance landscape and how it impacts marketing strategies.
✨Showcase Your Feedback Skills
Prepare examples of how you've provided constructive feedback on marketing materials in the past. Highlight your ability to ensure compliance while maintaining creativity in marketing efforts.
✨Demonstrate Team Collaboration
Be ready to discuss your experience working with various teams, such as Marketing and Communications. Emphasise your ability to build relationships and provide timely advice, which is crucial for this role.
✨Prepare for Training Scenarios
Think about how you would approach training business teams on compliance regulations. Be prepared to share your ideas on effective training methods and how you would engage less experienced colleagues.
