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- Tasks: Join us as a Trainee Financial Adviser, helping clients achieve their financial goals.
- Company: We're a dynamic financial firm in Cheshire, dedicated to client success and professional growth.
- Benefits: Enjoy a competitive salary, ongoing training, and a supportive team environment.
- Why this job: Make a real impact while developing your skills in a fast-paced, rewarding industry.
- Qualifications: A Level 4 Diploma is required; previous financial services experience is a plus.
- Other info: This role offers a pathway to Chartered status and a chance to grow your career.
The predicted salary is between 24000 - 30000 ÂŁ per year.
Our client is looking to welcome a Trainee Financial Adviser into their team in Cheshire, to advise clients as appropriate to their circumstances and objectives.
Specific responsibilities:
- Prospecting and contacting potential clients in accordance with the firm’s business plan
- Making sure sufficient client information is obtained before any recommendation is made
- Following relevant advice and sales procedures at all times
- Managing portfolios in accordance with the client’s mandate, objectives and the firm’s investment proposition
- Undertaking appropriate product and market research
- Making suitable recommendations at all times
- Maintaining all supporting documents
- Contacting clients in accordance with the agreed level of services offered
- Ensuring clients receive relevant documentation in a timely way
- Dealing with client queries in an efficient and timely manner
- Ensuring that clients are treated fairly, in line with “TCF” principles
- Identifying clients who are in vulnerable or potentially vulnerable circumstances, in order to treat them fairly, and provide appropriate advice and adapt the services/advice provided accordingly
- Holding a current statement of professional standing (SPS) at all times
- Maintaining and recording relevant CPD accurately
- Maintaining all standards of performance as required by the firm
- Obtaining and maintaining the level of competence as required by the firm
- Ensuring you remain “Fit & Proper” for the role
General responsibilities:
- Following the firm’s compliance processes and procedures at all times for example; T&C, complaints, financial crime, anti-money laundering, anti-bribery, data security, data protection, conflicts of interest, inducements, record keeping, best execution etc.
- Responding to all Compliance department requests on time
- Complying with the Financial Services and Markets Act 2000, the FCA’s Conduct rules / FCA Statements of Principle & Code of Practice and the relevant rules from the FCA at all times
- Having a positive culture attitude at all times
- Keeping up to date with relevant regulatory, product, legislative and technical requirements
- Carrying out all client contact in a professional and courteous way
- Ensuring all client files are compliant on an ongoing basis
- Retaining all client records in line with the firm’s Data security / data protection / record keeping policy
- Liaising with admin support, Paraplanners, and other team members as appropriate
Relevant experience, skills and knowledge:
We expect an individual performing this role to have the following Experience, Skills, and knowledge:
- A good understanding and knowledge / awareness of relevant legislation that affects our industry/profession
- The ability to take on and understand the environment we operate in, and the issues this raises
- Ability to compile reports
- Previous experience within financial services
Qualification requirements:
We expect an individual in this role to hold the following qualifications:
- The minimum level is “level 4” Diploma with the aim of achieving Chartered status
Trainee Financial Adviser - Cheshire employer: Artemis Recruitment Consultants Ltd
Contact Detail:
Artemis Recruitment Consultants Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Trainee Financial Adviser - Cheshire
✨Tip Number 1
Network with professionals in the financial services industry, especially those who are already working as financial advisers. Attend local events or join online forums to connect with potential mentors who can provide insights and guidance on the role.
✨Tip Number 2
Familiarise yourself with the latest regulations and compliance requirements in the financial sector. This knowledge will not only help you in interviews but also demonstrate your commitment to staying informed and compliant in your future role.
✨Tip Number 3
Practice your communication skills, as being a Trainee Financial Adviser requires clear and effective interaction with clients. Role-play scenarios with friends or family to build confidence in explaining complex financial concepts in simple terms.
✨Tip Number 4
Research the company thoroughly before your interview. Understand their business model, values, and the specific services they offer. Tailoring your responses to align with their mission can set you apart from other candidates.
We think you need these skills to ace Trainee Financial Adviser - Cheshire
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Trainee Financial Adviser. Familiarise yourself with the key tasks mentioned in the job description, such as client prospecting and compliance processes.
Tailor Your CV: Customise your CV to highlight relevant experience and skills that align with the job requirements. Emphasise any previous roles in financial services or related fields, and showcase your understanding of relevant legislation.
Craft a Compelling Cover Letter: Write a cover letter that reflects your enthusiasm for the role and the company. Mention specific reasons why you want to work as a Trainee Financial Adviser and how your background makes you a suitable candidate.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application demonstrates attention to detail, which is crucial in the financial advisory field.
How to prepare for a job interview at Artemis Recruitment Consultants Ltd
✨Research the Company and Industry
Before your interview, make sure to research the company and the financial services industry. Understand their values, mission, and recent developments. This will help you tailor your answers and show that you're genuinely interested in the role.
✨Prepare for Common Interview Questions
Anticipate questions related to your understanding of financial regulations, client management, and ethical practices. Be ready to discuss how you would handle vulnerable clients and ensure compliance with TCF principles.
✨Showcase Your Communication Skills
As a Trainee Financial Adviser, strong communication skills are essential. Practice articulating your thoughts clearly and confidently. Use examples from your past experiences to demonstrate how you've effectively communicated complex information.
✨Demonstrate a Willingness to Learn
Highlight your eagerness to learn and grow within the financial advisory field. Discuss any relevant coursework or training you've undertaken, and express your commitment to achieving Chartered status and maintaining your professional development.
