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- Tasks: Lead the FCA Conduct Regulation strategy and ensure compliance with financial crime standards.
- Company: Join a leading firm in financial services, committed to regulatory excellence and innovation.
- Benefits: Enjoy a permanent role with competitive salary, professional development, and flexible working options.
- Why this job: Make a real impact on compliance and governance while shaping industry standards.
- Qualifications: Professional qualification in a relevant field and significant senior management experience required.
- Other info: Be the key liaison with the FCA and drive strategic regulatory initiatives.
The predicted salary is between 43200 - 72000 £ per year.
As Head of Conduct Regulation (Operations), you will play a crucial role in setting and delivering the FCA Conduct Regulation and Financial Crime strategy, ensuring alignment with business risk appetite and regulatory standards.
Key Duties (Including but not limited to):
- Shaping regulatory strategy – Define and develop the FCA Conduct Regulation and Financial Crime strategy in collaboration with the Head of Compliance and Risk Director.
- Regulatory guidance – Provide expert interpretation of FCA regulations, ensuring the business remains compliant and up to date with market practices.
- Stakeholder management – Act as the primary point of contact for the FCA, coordinating regulatory interactions and ensuring successful outcomes.
- Governance and oversight – Lead compliance consultancy and financial crime planning, reporting, and assurance to support business risk management and decision-making.
Professional qualification in a relevant discipline (e.g., Chartered Insurance Institute (ACII), Financial Crime Diploma). Significant Senior Management experience in a regulatory or compliance role within financial services/insurance. Extensive knowledge of FCA Conduct Regulation and compliance best practices, across general insurance and financial services. Experience in financial crime prevention and risk management within insurance or financial services. Ability to interpret and apply FCA Handbook requirements to business operations.
Contact Detail:
The Emerald Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head Of Conduct Regulation (Operations) – 28652
✨Tip Number 1
Network with professionals in the financial services and compliance sectors. Attend industry events or webinars where you can meet people who are already working in similar roles. This can help you gain insights into the role and potentially get referrals.
✨Tip Number 2
Stay updated on the latest FCA regulations and compliance trends. Follow relevant news sources, blogs, and forums to ensure you have a strong understanding of current practices and challenges in the industry.
✨Tip Number 3
Prepare for potential interviews by familiarising yourself with common questions related to conduct regulation and financial crime. Think about your past experiences and how they align with the key duties outlined in the job description.
✨Tip Number 4
Demonstrate your leadership skills by sharing examples of how you've successfully managed teams or projects in previous roles. Highlight your ability to influence stakeholders and drive compliance initiatives effectively.
We think you need these skills to ace Head Of Conduct Regulation (Operations) – 28652
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of the Head of Conduct Regulation (Operations). Familiarise yourself with FCA regulations and the specific requirements mentioned in the job description.
Tailor Your CV: Highlight your relevant experience in regulatory or compliance roles within financial services. Emphasise your knowledge of FCA Conduct Regulation and any professional qualifications you hold, such as ACII or a Financial Crime Diploma.
Craft a Compelling Cover Letter: Use your cover letter to demonstrate your understanding of the FCA Conduct Regulation and Financial Crime strategy. Discuss how your previous experiences align with the key duties of the role and showcase your stakeholder management skills.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no spelling or grammatical errors, and that your documents are clear and concise. A polished application reflects your attention to detail.
How to prepare for a job interview at The Emerald Group
✨Understand FCA Regulations
Make sure you have a solid grasp of the FCA Conduct Regulation and Financial Crime strategy. Be prepared to discuss how your experience aligns with these regulations and how you can contribute to ensuring compliance within the organisation.
✨Showcase Stakeholder Management Skills
As the primary point of contact for the FCA, it's essential to demonstrate your ability to manage relationships effectively. Prepare examples of how you've successfully coordinated regulatory interactions in the past and achieved positive outcomes.
✨Highlight Your Professional Qualifications
Be ready to discuss your relevant qualifications, such as the Chartered Insurance Institute (ACII) or Financial Crime Diploma. Explain how these qualifications have equipped you with the knowledge necessary to excel in this role.
✨Demonstrate Leadership Experience
Given the senior management nature of the role, be prepared to share your leadership experiences. Discuss how you've led teams in regulatory or compliance roles and how you’ve shaped strategies that align with business risk appetite.
