Compliance Analyst

Compliance Analyst

Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Ensure compliance with laws and regulations while supporting a dynamic team.
  • Company: YOU Asset Management is an award-winning investment firm focused on client success.
  • Benefits: Enjoy remote work flexibility and a supportive team environment.
  • Why this job: Join a growing company making real-world impacts for clients in finance.
  • Qualifications: Experience in compliance and a keen understanding of regulations are essential.
  • Other info: This role is crucial for our ongoing success and offers career growth opportunities.

The predicted salary is between 36000 - 60000 £ per year.

Closing Date: 28/02/2025

Location/Division: Remote

YOU Asset Management (YOU) is a multi-award-winning investment firm and is part of the Finli Group. With a name inspired by our clients, we are focused on creating excellent real-world outcomes for our clients. We have a broad range of MPS portfolios with track records going back 19 years and flagship unitised Funds with records just shy of five years.

We’re looking for an experienced Compliance Analyst to join our supportive and dynamic team. In this role, you will play a critical part in ensuring that the Company adheres to relevant laws, regulations, and internal policies. Our business is growing rapidly, and this role will be key to our ongoing success.

Compliance Analyst employer: Brown & Co

At YOU Asset Management, we pride ourselves on being an exceptional employer, offering a supportive and dynamic work culture that fosters collaboration and innovation. As a remote position, the Compliance Analyst role provides flexibility while being part of a multi-award-winning investment firm dedicated to delivering outstanding results for our clients. We are committed to employee growth, providing ample opportunities for professional development and career advancement within our rapidly expanding organisation.
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Contact Detail:

Brown & Co Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Analyst

✨Tip Number 1

Familiarise yourself with the latest compliance regulations and standards relevant to the investment sector. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing field.

✨Tip Number 2

Network with professionals in the compliance field, especially those working in investment firms. Engaging with them on platforms like LinkedIn can provide insights into the role and may even lead to referrals.

✨Tip Number 3

Prepare for potential interview questions by practising how you would handle specific compliance scenarios. This will showcase your problem-solving skills and your ability to apply your knowledge in real-world situations.

✨Tip Number 4

Research YOU Asset Management thoroughly. Understanding their values, mission, and recent developments will allow you to tailor your responses during the interview and show that you're genuinely interested in being part of their team.

We think you need these skills to ace Compliance Analyst

Regulatory Knowledge
Risk Assessment
Attention to Detail
Analytical Skills
Compliance Monitoring
Report Writing
Data Analysis
Communication Skills
Problem-Solving Skills
Knowledge of Financial Regulations
Internal Auditing
Policy Development
Adaptability
Team Collaboration

Some tips for your application 🫡

Understand the Role: Read the job description thoroughly to understand the responsibilities and requirements of the Compliance Analyst position. Tailor your application to highlight relevant experience and skills that align with the role.

Highlight Relevant Experience: In your CV and cover letter, emphasise any previous experience in compliance, risk management, or regulatory affairs. Use specific examples to demonstrate how your background makes you a suitable candidate for this position.

Personal Data Confirmation: Make sure to tick the box confirming your consent for the company to store your personal data. This is crucial for processing your application, so don’t overlook it!

Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is essential for a Compliance Analyst.

How to prepare for a job interview at Brown & Co

✨Understand Compliance Regulations

Familiarise yourself with the key compliance regulations relevant to the financial sector. Being able to discuss these during your interview will demonstrate your expertise and commitment to the role.

✨Showcase Analytical Skills

Prepare examples of how you've used analytical skills in previous roles to identify compliance issues or improve processes. This will highlight your problem-solving abilities, which are crucial for a Compliance Analyst.

✨Research the Company

Take the time to understand YOU Asset Management's mission, values, and recent developments. This knowledge will allow you to tailor your responses and show genuine interest in the company during the interview.

✨Prepare Questions

Have a list of insightful questions ready to ask at the end of the interview. This shows your enthusiasm for the role and helps you assess if the company is the right fit for you.

Compliance Analyst
Brown & Co
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  • Compliance Analyst

    Full-Time
    36000 - 60000 £ / year (est.)

    Application deadline: 2027-05-28

  • B

    Brown & Co

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