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For Companies At a Glance
- Tasks: Meet clients to provide tailored financial planning and generate ongoing income.
- Company: Join a dynamic firm focused on delivering exceptional client service in financial planning.
- Benefits: Enjoy flexible working options and a competitive salary of up to £70k.
- Why this job: Be part of a supportive team, making a real impact on clients' financial futures.
- Qualifications: QCA Level 4 is essential; experience in client management and regulated sales is a plus.
- Other info: Opportunity for professional growth with potential to work towards QCA Level 6.
The predicted salary is between 42000 - 84000 £ per year.
Our client is looking for a Private Client Advisor to join their team. The job purpose comprises of meeting with clients and prospective clients to provide financial planning for them in accordance with the company propositions, in order to generate compliant initial and ongoing income for the company.
Key Responsibilities:
- To comply with FCA rules and guidance and Compliance and T&C procedures.
- Proactively generate new business opportunities using existing clients, leads provided by the company and self-generated opportunities.
- Deal with client affairs with integrity and efficiency.
- To prepare full and complete recommendation reports, with the support of the ParaPlanning team.
- To maintain and develop client relations, maximising their potential and to accurately input information into the CRM system in a timely manner.
- To ensure all revenue targets are met and work is completed in a compliant manner and meets the company's quality standards.
- To adhere fully to the company's Private Client Proposition.
- To work in a team environment.
- To demonstrate commitment to the team by responding to referrals within the agreed SLA.
- To maintain appropriate CPD.
Experience in the following areas would be an advantage:
- Research, analysis and interpretation, file preparation, and report writing.
- Strong written and verbal communication skills.
- Ability to work largely unsupervised, but to contribute and participate in team goals/objectives.
- Regulated sales experience.
- Client management experience.
- Experienced in working with professional introducers.
- Achievement of QCA Level 4 Minimum – Essential.
- Working toward QCA Level 6 - Desired.
Private Client Adviser (Flexible Working) - East Anglia employer: Artemis Recruitment Consultants Ltd
Contact Detail:
Artemis Recruitment Consultants Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Private Client Adviser (Flexible Working) - East Anglia
✨Tip Number 1
Network with professionals in the financial planning industry, especially those who are already working as Private Client Advisers. Attend local events or webinars to connect with potential colleagues and clients, which can help you gain insights into the role and the company culture.
✨Tip Number 2
Familiarise yourself with the FCA rules and compliance procedures relevant to private client advising. This knowledge will not only boost your confidence during interviews but also demonstrate your commitment to adhering to industry standards.
✨Tip Number 3
Prepare to discuss your experience in generating new business opportunities. Think of specific examples where you've successfully built client relationships or increased revenue, as this will show your proactive approach and ability to meet targets.
✨Tip Number 4
Showcase your communication skills by practising how you would explain complex financial concepts to clients. Being able to convey information clearly and effectively is crucial for a Private Client Adviser, so consider role-playing scenarios with a friend or mentor.
We think you need these skills to ace Private Client Adviser (Flexible Working) - East Anglia
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Private Client Adviser. Familiarise yourself with financial planning concepts and the importance of compliance with FCA rules.
Tailor Your CV: Highlight your relevant experience in client management, financial planning, and regulated sales. Use specific examples that demonstrate your ability to generate new business opportunities and maintain client relationships.
Craft a Compelling Cover Letter: Write a cover letter that showcases your strong written communication skills. Explain why you're interested in the position and how your background aligns with the company's values and objectives.
Showcase Your Qualifications: Mention your QCA Level 4 qualification and any progress towards Level 6. If you have experience in research, analysis, or report writing, be sure to include this as it is advantageous for the role.
How to prepare for a job interview at Artemis Recruitment Consultants Ltd
✨Know Your Financial Planning Basics
Make sure you brush up on your financial planning knowledge. Understand the key principles and regulations, especially those set by the FCA. This will help you answer questions confidently and demonstrate your expertise.
✨Showcase Your Client Management Skills
Prepare examples of how you've successfully managed client relationships in the past. Highlight your ability to generate new business opportunities and maintain client satisfaction, as this is crucial for the role.
✨Demonstrate Team Spirit
Since the role involves working in a team environment, be ready to discuss how you contribute to team goals. Share experiences where you've collaborated effectively with colleagues or responded to referrals promptly.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills and compliance knowledge. Think about how you would handle specific client situations while adhering to company policies and FCA regulations.
