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For Companies At a Glance
- Tasks: Lead compliance and operations, ensuring legal and ethical business practices.
- Company: Join a successful brokerage committed to excellence and integrity.
- Benefits: Enjoy hybrid working options and a competitive salary of £55,000.
- Why this job: Make a real impact by improving operational efficiencies and compliance standards.
- Qualifications: Experience in compliance and operations management is essential; industry certifications are a plus.
- Other info: Opportunity for professional growth and collaboration with senior management.
The predicted salary is between 44000 - 66000 £ per year.
We are looking for a dedicated Compliance & Operations Manager to oversee all compliance and operational functions within our client's successful brokerage. The ideal candidate will ensure that the company operates in a legal and ethical manner while meeting business objectives. Hybrid working available.
RESPONSIBILITIES
- Develop and implement compliance policies and procedures
- Oversee operational processes to ensure efficiency and productivity
- Conduct regular audits to monitor compliance with legal and internal regulations
- Collaborate with departmental managers to develop strategies for improving operational efficiencies
- Keep abreast of regulatory requirements and industry best practices to advise on compliance issues
- Lead the training and development of employees on compliance and operational processes
- Prepare and present reports to senior management on compliance and operational performance
EXPERIENCE
- Responsibility for delivery of a robust First Line of Defence (1LOD) framework, working with the Operations Directors & Managing Directors.
- Proven experience in compliance and operations management
- Strong understanding of regulatory requirements and industry standards
- Excellent analytical and problem-solving skills
- Effective communication and leadership abilities
- Industry certifications (e.g., Certified Compliance & Ethics Professional) is a plus
- Reviewing and updating compliance policies and procedures
- Analysing operational processes to identify areas for improvement
- Collaborating with departmental managers to address compliance and operational issues
- Conducting compliance training sessions for employees
- Monitoring operational metrics and preparing performance reports for management
Compliance & Operations Manager employer: Lawes Insurance Recruitment
Contact Detail:
Lawes Insurance Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance & Operations Manager
✨Tip Number 1
Familiarise yourself with the latest regulatory requirements and industry standards relevant to compliance and operations management. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the field.
✨Tip Number 2
Network with professionals in the compliance and operations sector. Attend industry events or join relevant online forums to connect with others who can provide insights or even refer you to opportunities within their organisations.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully implemented compliance policies or improved operational efficiencies in your previous roles. Real-life scenarios can showcase your problem-solving skills and leadership abilities effectively.
✨Tip Number 4
Research StudySmarter's values and mission, and think about how your experience aligns with them. Being able to articulate this connection during your discussions can set you apart as a candidate who truly understands and fits the company culture.
We think you need these skills to ace Compliance & Operations Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance and operations management. Use specific examples that demonstrate your understanding of regulatory requirements and your ability to implement effective policies.
Craft a Compelling Cover Letter: In your cover letter, express your passion for compliance and operational excellence. Mention how your skills align with the responsibilities outlined in the job description, such as conducting audits and collaborating with departmental managers.
Showcase Relevant Certifications: If you have industry certifications like Certified Compliance & Ethics Professional, be sure to mention them prominently in your application. This can set you apart from other candidates and show your commitment to the field.
Prepare for Potential Questions: Think about how you would answer questions related to compliance challenges and operational efficiencies. Be ready to discuss your previous experiences and how they relate to the responsibilities of the Compliance & Operations Manager role.
How to prepare for a job interview at Lawes Insurance Recruitment
✨Know Your Compliance Regulations
Make sure you have a solid understanding of the relevant compliance regulations and industry standards. Brush up on the latest legal requirements and be prepared to discuss how they apply to the brokerage sector.
✨Demonstrate Leadership Skills
As a Compliance & Operations Manager, you'll need to showcase your leadership abilities. Prepare examples of how you've successfully led teams or projects in the past, particularly in compliance training or operational improvements.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills. Think about past experiences where you identified compliance issues or improved operational processes, and be ready to explain your thought process and outcomes.
✨Showcase Analytical Skills
Highlight your analytical skills by discussing how you've used data to drive decisions in compliance and operations. Be prepared to talk about specific metrics you've monitored and how you've used them to improve performance.
