Compliance Manager/Senior Manager

Our client, a forward-thinking and modern financial services firm are looking for a Senior Compliance Manager to join the team on a permanent basis. As Senior Compliance Manager you will be responsible for overseeing and developing all aspects of regulatory compliance across the business. This includes ensuring the policies and processes remain fully aligned with FCA requirements as they scale and adapt. Oversee and manage the firm’s compliance framework and strategy Conduct and manage file reviews and quality assurance checks Maintain day-to-day regulatory compliance across the business Conduct AML checks, including PEPs, SIPs, and RCA Maintain and update compliance policies and procedures Provide ongoing compliance training to staff (annual and ad hoc) Ensure the business remains compliant through operational and structural changes Identify and implement improvements in compliance processes Provide guidance and support to the wider team on regulatory matters Level 4 Diploma in Financial Planning (or equivalent) Strong technical knowledge of regulatory frameworks within financial services, ideally within the Pensions sector. Demonstrated passion for pensions and financial planning Experience within a compliance function, ideally in a growing or dynamic business environment Ability to communicate regulatory requirements clearly and effectively