At a Glance
- Tasks: Join the Compliance Assurance Team to ensure compliance with regulations and manage audits.
- Company: FAB UK is a leading bank committed to maintaining high compliance standards.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth and development.
- Why this job: Be part of a team that values integrity and innovation while making a real impact.
- Qualifications: Degree level education and 1-2 years in compliance or banking required.
- Other info: Ideal for proactive individuals who thrive under pressure and value confidentiality.
The predicted salary is between 36000 - 60000 £ per year.
To work as part of the Compliance Assurance Team (CAT) on the annual risk-based Compliance Assurance Programme (CAP), to ensure that the businesses, functions, and other areas of FAB UK operate in accordance with local (and wider, where relevant) rules and regulations.
KEY ACCOUNTABILITIES:
- Work within the Compliance Assurance Team, supporting the Regional Head of Compliance, Europe to carry out their responsibilities as SMF16, in particular with respect to:
- Compliance risk assessments.
- Compliance Assurance Programme (CAP).
- Co-ordination of Compliance RCSA.
- Internal reporting.
- Incident and issue management.
- Managing and responding to internal and external audits.
QUALIFICATIONS & EXPERIENCE:
- Preferably educated to degree level.
- Preferably with a relevant professional qualification (e.g. ICA, CISI, CAMS, IIA).
- Experience of working in banking.
- 1-2 years’ experience of working in Compliance.
- Familiarity with UK regulation.
- Ability to work under pressure and to deadlines.
- Good verbal and written communications.
- Organised, independent and self-motivated.
- Proactive, with the ability to generate ideas, think creatively and develop innovative solutions.
- Discreet, high levels of integrity and able to handle highly sensitive information with absolute confidentiality.
Specialist, Compliance Monitoring employer: First Abu Dhabi Bank (FAB)
Contact Detail:
First Abu Dhabi Bank (FAB) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Specialist, Compliance Monitoring
✨Tip Number 1
Familiarise yourself with the latest UK regulations and compliance frameworks. This will not only help you understand the role better but also demonstrate your commitment to staying updated in the field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those who have experience in banking. Engaging in conversations can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare for potential interviews by practising responses to common compliance-related scenarios. Being able to articulate your thought process in handling compliance issues will set you apart.
✨Tip Number 4
Showcase your proactive approach by thinking of innovative solutions to common compliance challenges. Presenting these ideas during discussions can highlight your problem-solving skills and creativity.
We think you need these skills to ace Specialist, Compliance Monitoring
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance and risk assessment. Emphasise any specific qualifications like ICA, CISI, or CAMS, and showcase your familiarity with UK regulations.
Craft a Strong Cover Letter: In your cover letter, explain why you are passionate about compliance monitoring. Mention your ability to work under pressure and your proactive approach to problem-solving, as these are key attributes for the role.
Highlight Relevant Experience: When detailing your work experience, focus on roles where you managed compliance tasks or participated in audits. Use specific examples to demonstrate your skills in handling sensitive information and maintaining stakeholder relationships.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A well-presented application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at First Abu Dhabi Bank (FAB)
✨Understand Compliance Regulations
Make sure you have a solid grasp of UK regulations and compliance standards relevant to the banking sector. Familiarise yourself with key legislation and how it impacts the role, as this will demonstrate your commitment and knowledge during the interview.
✨Showcase Your Experience
Be prepared to discuss your previous experience in compliance roles, particularly any specific projects or tasks that align with the responsibilities outlined in the job description. Highlight your contributions to compliance risk assessments and assurance programmes.
✨Demonstrate Problem-Solving Skills
Think of examples where you've had to develop innovative solutions to compliance issues. Be ready to explain your thought process and how you approached these challenges, as this will showcase your proactive nature and ability to think creatively.
✨Communicate Effectively
Since the role requires maintaining relationships with various stakeholders, practice articulating your thoughts clearly and concisely. Prepare to discuss how you would handle sensitive information and ensure confidentiality, as this is crucial in compliance roles.