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For Companies At a Glance
- Tasks: Review financial crime policies and assess third-party administrators' compliance.
- Company: Join a leading asset manager in the heart of London.
- Benefits: Enjoy a permanent role with opportunities for professional growth.
- Why this job: Make an impact in financial crime oversight while working in a dynamic environment.
- Qualifications: Experience in financial crime and asset management is essential.
- Other info: Ideal for those passionate about compliance and stakeholder engagement.
The predicted salary is between 48000 - 72000 £ per year.
A leading asset manager in London is seeking a TPA Oversight Specialist to join their team on a permanent basis. This role is ideal for an experienced financial crime professional with a strong background in asset management and third-party oversight.
Key Responsibilities:
- Conduct comprehensive reviews of financial crime policies and procedures implemented by third-party administrators (TPAs).
- Perform thematic quality assurance reviews on TPA files, including due diligence and screening activity.
- Monitor and evaluate TPA performance in relation to financial crime compliance obligations.
Key Skills & Experience:
- In-depth knowledge of financial crime risks and controls within asset management.
- Familiarity with TPA/TA outsourcing models and regulatory expectations.
- Excellent stakeholder management and negotiation skills.
- Strong written and verbal communication, with the ability to present findings clearly and concisely.
TPA Oversight Specialist employer: Bruin
Contact Detail:
Bruin Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land TPA Oversight Specialist
✨Tip Number 1
Network with professionals in the asset management and financial crime sectors. Attend industry events or webinars to connect with people who might provide insights or referrals for the TPA Oversight Specialist role.
✨Tip Number 2
Stay updated on the latest regulations and trends in financial crime compliance. This knowledge will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 3
Prepare to discuss specific examples of how you've managed third-party oversight or conducted quality assurance reviews in previous roles. Real-life scenarios can showcase your expertise effectively.
✨Tip Number 4
Practice your communication skills, especially in presenting complex information clearly. Being able to articulate your findings and recommendations will be crucial in this role.
We think you need these skills to ace TPA Oversight Specialist
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in financial crime and asset management. Use specific examples that demonstrate your knowledge of TPA oversight and compliance obligations.
Craft a Compelling Cover Letter: Write a cover letter that addresses the key responsibilities and skills mentioned in the job description. Explain how your background aligns with their needs, particularly your experience with financial crime policies and stakeholder management.
Showcase Relevant Experience: In your application, emphasise any previous roles where you conducted reviews or assessments related to financial crime. Mention any specific projects or achievements that illustrate your expertise in TPA oversight.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for this role.
How to prepare for a job interview at Bruin
✨Know Your Financial Crime Regulations
Make sure you brush up on the latest financial crime regulations and compliance obligations relevant to asset management. Being able to discuss these confidently will show your expertise and understanding of the industry.
✨Demonstrate Stakeholder Management Skills
Prepare examples of how you've successfully managed stakeholders in previous roles. Highlight your negotiation skills and how you've navigated complex situations, as this is crucial for the TPA Oversight Specialist position.
✨Showcase Your Analytical Abilities
Be ready to discuss your experience with conducting reviews and quality assurance checks. Use specific examples to illustrate how you've evaluated performance and compliance, as this will be key to the role.
✨Communicate Clearly and Concisely
Practice articulating your thoughts clearly, especially when discussing complex topics like financial crime policies. The ability to present findings in a straightforward manner is essential, so consider doing mock interviews to refine your communication skills.
