Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Monitor compliance across the bank and support regulatory requirements.
- Company: Join a leading international bank in Trade Finance and Corporate Banking.
- Benefits: Gain valuable experience in a dynamic environment with potential for growth.
- Why this job: Be part of a crucial team ensuring compliance and making a real impact.
- Qualifications: Experience in monitoring or quality assurance in banking is preferred.
- Other info: Opportunity to attend seminars and participate in key projects.
The predicted salary is between 36000 - 60000 £ per year.
THE COMPANY: Our client is an international bank. They are a leading provider of Trade Finance, Corporate & Institutional Banking.
THE RESPONSIBILITIES:
- Conduct and execute Bank wide risk based Compliance Monitoring Plan for Regulatory Compliance.
- Provide support when needed in order to conduct and execute the Compliance Monitoring Plan for Financial Crime.
- Maintain and update Bank wide risk based Compliance Monitoring Plan and suggest additions and amendments as required.
- Develop management information for all monitoring tests and reports.
- Conduct cyclical thematic monitoring reviews across business lines and support areas.
- Conduct periodic business / desk reviews as required.
- Proactive and timely escalation of issues with supporting information.
- Ensure timely resolution of outstanding issues and actions.
- Some planning and coordination of monitoring oversight of subsidiary compliance monitoring plan.
- Act as subject matter expert across the Bank for all compliance monitoring issues.
- Support compliance officers on relevant monitoring issues.
- Help to develop, review, update and communicate Compliance Policies and Procedures, with specific emphasis on monitoring, to enable the Business and the Bank to comply with all applicable regulations and requirements and operate within the Bank’s Risk Appetite.
- Assist with any compliance monitoring specific investigations on behalf of regulatory and other competent authorities and Senior Management of the Bank.
- Participate in, and attend, relevant seminars or forums at the direction of management.
- Participate in key projects which develop and enhance the overall monitoring capability of Compliance.
EXPERIENCE REQUIRED:
- Previous experience of working as part of a Monitoring / Testing / Quality Assurance or Internal Audit function within a Wholesale / Corporate Banking (preferable) or Investment Banking institution.
- Previous monitoring or quality assurance experience.
- Understanding of the compliance framework and regulatory landscape.
- Understanding of the legislative and regulatory environment for the Business.
- Compliance qualification desirable.
For further information please contact Hannah Tabatabai.
Compliance Monitoring Officer employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring Officer
✨Tip Number 1
Familiarise yourself with the specific compliance regulations and frameworks relevant to the banking sector. Understanding the nuances of regulatory requirements will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in corporate or investment banking. Engaging in conversations can provide insights into the role and may even lead to referrals or recommendations.
✨Tip Number 3
Stay updated on current trends and changes in compliance monitoring practices. Being knowledgeable about recent developments will show your proactive approach and readiness to adapt to the evolving landscape.
✨Tip Number 4
Prepare to discuss specific examples from your past experience that highlight your skills in monitoring, testing, or quality assurance. Real-life scenarios can effectively showcase your expertise and problem-solving abilities during interviews.
We think you need these skills to ace Compliance Monitoring Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance monitoring, risk assessment, and any previous roles in banking. Use keywords from the job description to demonstrate your fit for the role.
Craft a Strong Cover Letter: In your cover letter, explain why you are interested in the Compliance Monitoring Officer position. Mention specific experiences that align with the responsibilities outlined in the job description, such as conducting compliance reviews or developing monitoring plans.
Showcase Relevant Qualifications: If you have any compliance qualifications or certifications, be sure to mention them prominently in your application. This will help demonstrate your commitment to the field and your understanding of the regulatory landscape.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Compliance Professionals
✨Understand the Compliance Landscape
Make sure you have a solid grasp of the compliance framework and regulatory landscape relevant to the banking sector. Brush up on recent regulations and how they impact the bank's operations, as this will show your commitment and knowledge during the interview.
✨Demonstrate Your Monitoring Experience
Be prepared to discuss your previous experience in monitoring, testing, or quality assurance roles. Highlight specific examples where you successfully executed compliance monitoring plans or resolved compliance issues, as this will showcase your practical skills.
✨Showcase Your Problem-Solving Skills
The role requires proactive escalation and resolution of compliance issues. Prepare to share instances where you've identified problems and implemented effective solutions, demonstrating your analytical thinking and ability to act decisively.
✨Engage with Relevant Scenarios
During the interview, be ready to engage with hypothetical scenarios related to compliance monitoring. This could involve discussing how you would approach a specific compliance issue or how you would enhance monitoring capabilities, allowing you to display your critical thinking and expertise.
