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About our client
Our client is a leading private debt investor operating across Europe. The firm is going through a period of growth and looking for a Compliance Manager to join their team to support across the firm's compliance and regulatory needs. What the job involves
- Assist the Legal and Compliance Director in ensuring the Firm complies with all relevant UK and German regulatory requirements
- Assist with regulatory filings to the FCA and maintaining compliance records
- Assist with preparing regulatory filings and reports specific to German requirements
- Assist with administering the compliance monitoring programme
- Assist in internal and external audits, helping to address findings and implementing corrective actions
- Manage employee level compliance (PADs, gifts and entertainment, outside business interests) and SM&CR certification process
- Support the creation, implementation and review of the compliance policies and procedures tailored to UK and Germany
- Assist with preparation of the regular compliance reports and updates for senior management, addressing UK compliance as well as cross-border obligations
- Assist with providing support to internal stakeholders
- Assist in delivering training for new joiners, designing annual compliance training and helping promote awareness of compliance requirements across the UK and other jurisdictions
- Assist with monitoring regulatory developments in the UK and Germany
- Collaborate with the Legal and Compliance Director to support compliance activities in France and Luxembourg, as needed
- Assist in monitoring regulatory updates in these jurisdictions and contribute to adapting policies and procedures accordingly
Who we are looking for
- Experience in a compliance role within the financial services industry, ideally in private credit or asset management
- Strong understanding of FCA regulations
- Familiarity with German compliance framework would be advantageous but is not a pre-requisite
- Excellent attention to detail and analytical skills
- Strong communication and interpersonal skills, with the ability to interact effectively across all levels of the organisation
- Proactive, solution-oriented mindset with the ability to manage multiple priorities
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Compliance Analyst - PER, Private Equity Recruitment employer: PER, Private Equity Recruitment
Our client is an exceptional employer, offering a dynamic work environment that fosters professional growth and development within the private equity sector. With a strong commitment to compliance and regulatory excellence, employees benefit from comprehensive training programmes and the opportunity to engage with cross-border compliance challenges in a collaborative culture. Located in a vibrant European market, this firm not only prioritises employee well-being but also encourages innovation and proactive problem-solving, making it an ideal place for those seeking meaningful and rewarding careers.
Contact Detail:
PER, Private Equity Recruitment Recruiting Team
