Risk and Compliance Co Ordinator

Reporting to the UCITS Compliance Manager, the UCITS Compliance Analyst should have some experience to perform the following duties: Supporting the UCITS Compliance Manager in managing the Compliance Software Responsible for the daily best execution, post trade surveillance and liquidity monitoring reporting any flags to the UCITS Compliance Manager Assist the UCITS Compliance Manager prepare for and complete the FCA and US SEC Compliance Monitoring Programmes Assist the UCITS Compliance Manager to ensure that internal processes are kept up to date and relevant Maintaining breaches records and assisting the UCITS Compliance Manager report to ACD/other relevant parties Assist the UCITS Compliance Manager with OEIC, SICAV, ICAV, Mutual Fund and other Fund Structure specific risk and compliance reports; and Assist UCITS Compliance Manager with conducting due diligence on ACD and other third-party providers of the funds and also complete due diligence requests received COMPETENCIES Knowledge and understanding of COLL, MiFID II and other relevant sections of the FCA Handbook Knowledge of Market Abuse legislation and procedures, including gatekeeping Knowledge and understanding of liquidity monitoring and liquidity risk management desirable QUALIFICATIONS Experience working within a UCITS ManCo, ACD or MiFID Investment Manager to UCITS Funds or similar firm