AO/Regulatory Reporting Analyst

Join to apply for the AO/Regulatory Reporting Analyst role at AllianceBernstein .

As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals, and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.

With over 4,400 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you\’re producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business, or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us.

The Regulatory Reporting Analyst will be a member of the Middle Office Investment Management Operations team, responsible for all regulatory reporting duties for EMEA and some global legislation. This includes reviewing and implementing new operational market regulation, and managing daily Trade, Transaction, and Holdings reporting to ensure compliance.

Key Responsibilities:

• Supervise daily uploads and manage failures of data submissions to repositories and regulators.
• Conduct in-depth root cause analysis of issues related to regulatory reporting.
• Ensure timely completion of daily, monthly, and quarterly reconciliations with AB, regulators, and repositories.
• Manage client onboarding to support regulatory reporting requirements.
• Complete client attestations and certifications related to ASIC & EMIR regulations.
• Prepare KPI reports for presentation to internal reporting panels and senior management.

Additional Responsibilities:

OTC Reporting

• Manage daily data uploads to transaction repositories.
• Handle incidents and errors, and implement control process improvements.
• Test reporting system changes and assess impacts on upstream data providers.
• Support onboarding and offboarding processes for clients and funds, ensuring ongoing compliance with EMIR legislation.

MIFID Reporting

• Perform MIFID reporting using external solutions.
• Manage daily data uploads to UnaVista.
• Address incidents and errors, and improve reporting controls.
• Test system updates and ensure compliance with current and future legislation.

Location:

London, UK

Seniority Level:

Entry level

Employment Type:

Full-time

Job Function:

Research, Analyst, and Information Technology

#J-18808-Ljbffr