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- Tasks: Conduct reviews of Financial Crime controls and ensure compliance across bank functions.
- Company: Join a leading financial institution committed to integrity and regulatory excellence.
- Benefits: Enjoy flexible working options, competitive salary, and professional development opportunities.
- Why this job: Make a real impact in financial crime prevention while growing your career in a dynamic environment.
- Qualifications: No specific experience required; just a passion for compliance and a willingness to learn.
- Other info: Perfect for students looking to gain hands-on experience in the legal and compliance field.
The predicted salary is between 36000 - 60000 £ per year.
Responsible for conducting second-line reviews of Financial Crime controls—covering KYC, AML, Sanctions, ABC, Fraud, and Market Abuse—across bank functions. The role includes oversight of payments escalations, compliance monitoring, and regulatory adherence.
Key Responsibilities:
- Maintain and update the Compliance Monitoring Plan.
- Conduct compliance oversight reviews across business and support areas.
- Identify procedural gaps and training needs through review findings.
- Report oversight findings and MI on open actions to the Legal & Compliance Committee.
- Track and follow up on implementation of recommended actions.
- Support the MLRO in Financial Crime Risk Assessments.
- Prepare and submit monthly/quarterly compliance reports.
- Draft regulatory updates for senior management on changes and developments.
- Conduct investigations and liaise with stakeholders to resolve issues.
- Draft or amend Compliance Policies and review department-owned policies as needed.
- Support ad hoc projects related to Compliance, Financial Crime, Internal Audit, and FCA action plans.
- Guide and support the Financial Crime Operations (FCO) team when required.
- Stay updated on relevant laws and regulations.
- Provide general administrative support for the Compliance function.
Legal and Compliance Associate employer: JR United Kingdom
Contact Detail:
JR United Kingdom Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Legal and Compliance Associate
✨Tip Number 1
Familiarise yourself with the latest regulations and compliance standards relevant to financial crime, such as KYC and AML. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing field.
✨Tip Number 2
Network with professionals in the legal and compliance sector. Attend industry events or join online forums where you can connect with others in the field. This can lead to valuable insights and potential referrals for the position.
✨Tip Number 3
Prepare to discuss specific examples of how you've identified procedural gaps or implemented compliance measures in previous roles. Having concrete examples ready will showcase your practical experience and problem-solving skills.
✨Tip Number 4
Research StudySmarter's approach to compliance and financial crime prevention. Understanding our values and practices will allow you to tailor your discussions during the interview, showing that you're genuinely interested in contributing to our team.
We think you need these skills to ace Legal and Compliance Associate
Some tips for your application 🫡
Understand the Role: Familiarise yourself with the responsibilities of a Legal and Compliance Associate. Highlight your understanding of KYC, AML, Sanctions, and other relevant areas in your application.
Tailor Your CV: Make sure your CV reflects your experience in compliance and financial crime controls. Use specific examples that demonstrate your skills in oversight reviews, regulatory adherence, and reporting.
Craft a Strong Cover Letter: In your cover letter, express your passion for compliance and detail how your background aligns with the key responsibilities listed in the job description. Mention any relevant projects or experiences that showcase your ability to identify procedural gaps and support compliance initiatives.
Proofread Your Application: Before submitting, carefully proofread your application for any errors or inconsistencies. A well-presented application reflects your attention to detail, which is crucial for a role in compliance.
How to prepare for a job interview at JR United Kingdom
✨Know Your Compliance Basics
Make sure you have a solid understanding of KYC, AML, and other compliance regulations. Brush up on recent changes in laws and how they impact financial crime controls, as this knowledge will be crucial during your interview.
✨Prepare for Scenario Questions
Expect to be asked about specific scenarios related to compliance oversight and investigations. Think of examples from your past experiences where you identified gaps or resolved issues, and be ready to discuss your thought process.
✨Showcase Your Analytical Skills
Highlight your ability to analyse compliance data and report findings effectively. Be prepared to discuss how you track and follow up on actions, as well as how you would maintain the Compliance Monitoring Plan.
✨Demonstrate Team Collaboration
This role involves liaising with various stakeholders, so emphasise your teamwork skills. Share examples of how you've worked with different teams to achieve compliance goals or resolve issues, showcasing your communication abilities.
