Sr Compliance Monitoring Analyst
Sr Compliance Monitoring Analyst

Sr Compliance Monitoring Analyst

London Part-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Monitor compliance and conduct market abuse and trade surveillance.
  • Company: Join a leading firm focused on maintaining high compliance standards.
  • Benefits: Flexible work options, including potential part-time roles.
  • Why this job: Be part of a dynamic team ensuring market integrity and compliance.
  • Qualifications: Minimum two years of buy-side compliance experience required.
  • Other info: Part-time opportunities available for those seeking flexibility.

The predicted salary is between 43200 - 72000 £ per year.

This role is broad and combines regular compliance monitoring, together with ongoing market abuse and trade surveillance.

Compliance monitoring:

  • At least two years of buy-side compliance experience.

Please note the client may also consider a part-time role should this appeal.

Sr Compliance Monitoring Analyst employer: Austin Andrew

As a leading employer in the financial sector, we pride ourselves on fostering a dynamic work culture that prioritises compliance excellence and employee development. Located in a vibrant city, our team enjoys a collaborative environment with ample opportunities for professional growth, including tailored training programmes and mentorship. We also offer flexible working arrangements, including part-time options, ensuring a healthy work-life balance while engaging in meaningful compliance monitoring and trade surveillance activities.
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Contact Detail:

Austin Andrew Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Sr Compliance Monitoring Analyst

✨Tip Number 1

Familiarise yourself with the latest regulations and compliance standards in the buy-side sector. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.

✨Tip Number 2

Network with professionals already working in compliance roles, especially those in the buy-side industry. Attend relevant industry events or webinars to make connections and gain insights that could give you an edge in your application.

✨Tip Number 3

Prepare to discuss specific examples of your previous compliance monitoring experiences. Highlight any instances where you identified issues or improved processes, as this will showcase your analytical skills and proactive approach.

✨Tip Number 4

If you're considering a part-time role, be ready to articulate how you can effectively manage your time and responsibilities. Show that you can balance the demands of the position while still delivering high-quality work.

We think you need these skills to ace Sr Compliance Monitoring Analyst

Compliance Monitoring
Market Abuse Surveillance
Trade Surveillance
Regulatory Knowledge
Risk Assessment
Analytical Skills
Attention to Detail
Communication Skills
Problem-Solving Skills
Buy-Side Compliance Experience
Data Analysis
Report Writing
Stakeholder Management
Adaptability

Some tips for your application 🫡

Understand the Role: Familiarise yourself with the responsibilities of a Sr Compliance Monitoring Analyst. Highlight your experience in compliance monitoring, market abuse, and trade surveillance in your application.

Tailor Your CV: Make sure your CV reflects at least two years of buy-side compliance experience. Use specific examples to demonstrate your skills and achievements in compliance monitoring.

Craft a Compelling Cover Letter: Write a cover letter that connects your background to the job description. Emphasise your relevant experience and express your interest in both full-time and part-time opportunities.

Proofread Your Application: Before submitting, carefully proofread your application for any errors or typos. A polished application shows attention to detail, which is crucial in compliance roles.

How to prepare for a job interview at Austin Andrew

✨Showcase Your Compliance Knowledge

Make sure to brush up on the latest compliance regulations and market abuse laws. Demonstrating your understanding of these topics will show that you're not only qualified but also genuinely interested in the role.

✨Highlight Relevant Experience

With at least two years of buy-side compliance experience required, be prepared to discuss specific examples from your past roles. Use the STAR method (Situation, Task, Action, Result) to structure your responses effectively.

✨Prepare for Scenario-Based Questions

Expect questions that assess how you would handle real-world compliance scenarios. Think about potential challenges in compliance monitoring and how you would address them, as this will demonstrate your problem-solving skills.

✨Express Flexibility for Part-Time Roles

If you're open to a part-time position, make sure to communicate this during the interview. It shows your willingness to adapt and can set you apart from other candidates who may only be looking for full-time opportunities.

Sr Compliance Monitoring Analyst
Austin Andrew
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  • Sr Compliance Monitoring Analyst

    London
    Part-Time
    43200 - 72000 £ / year (est.)

    Application deadline: 2027-05-13

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    Austin Andrew

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