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- Tasks: Lead compliance and risk procedures while overseeing business functions like marketing and client management.
- Company: Join a dynamic SJP Partner practice focused on innovation and excellence in wealth management.
- Benefits: Enjoy a hybrid work model, excellent rewards, and recognition for your contributions.
- Why this job: Shape the future of the business and grow personally and professionally in a supportive environment.
- Qualifications: Experience in Wealth Management with strong attention to detail and communication skills required.
- Other info: Reach out to Ursula at Financial Divisions for more details about this exciting opportunity.
The predicted salary is between 30000 - 70000 £ per year.
My client is a dynamic and forward thinking SJP Partner practice who are looking to add a Risk & Compliance Manager to their talented team. The ideal candidate will demonstrate capabilities and qualifications with implementation and roll-out of all compliance and risk procedures. Play a key role in the business of overseeing the practice’s business functions from marketing, systems, client relationship management and ensuring paraplanning and administration team are providing a high quality and compliant function. This is opportunity for you take full ownership of and be responsible for shaping this part of the business alongside the partner. You must have excellent attention to deal, great communication skills and your background must be from Wealth Management where you understand and have experience the various functions in financial planning. The company can offer you a great working environment, reward and recognition and an opportunity to personally and professionally. They offer fully hybrid working pattern and excellent benefits. If you would like to discuss further, please do reach out and contact Ursula at Financial Divisions …
Risk & Compliance Manager- London - Hybrid - Salary up to £50k employer: Financial Divisions
Contact Detail:
Financial Divisions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Compliance Manager- London - Hybrid - Salary up to £50k
✨Tip Number 1
Make sure to highlight your experience in Wealth Management during any conversations or networking opportunities. This industry-specific knowledge is crucial for the Risk & Compliance Manager role, and demonstrating your understanding can set you apart from other candidates.
✨Tip Number 2
Familiarize yourself with the latest compliance regulations and risk management practices in the financial sector. Being well-versed in current trends will not only boost your confidence but also show your potential employer that you are proactive and knowledgeable.
✨Tip Number 3
Network with professionals in the Wealth Management field, especially those who have experience in compliance and risk management. Engaging with industry peers can provide valuable insights and potentially lead to referrals or recommendations for the position.
✨Tip Number 4
Prepare to discuss specific examples of how you've successfully implemented compliance procedures in previous roles. Being able to share concrete experiences will demonstrate your capability and readiness to take ownership of this role.
We think you need these skills to ace Risk & Compliance Manager- London - Hybrid - Salary up to £50k
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in risk and compliance, particularly within the wealth management sector. Use specific examples that demonstrate your capabilities in implementing compliance procedures.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Discuss how your background aligns with the responsibilities of overseeing business functions and ensuring high-quality compliance.
Highlight Communication Skills: Since excellent communication skills are crucial for this role, provide examples in your application that showcase your ability to communicate effectively with various stakeholders.
Showcase Attention to Detail: Demonstrate your attention to detail by ensuring your application is free from errors. You might also want to mention specific instances where your attention to detail made a significant impact in your previous roles.
How to prepare for a job interview at Financial Divisions
✨Showcase Your Compliance Knowledge
Make sure to highlight your experience with compliance and risk procedures during the interview. Be prepared to discuss specific examples of how you've implemented these processes in previous roles, especially in the context of Wealth Management.
✨Demonstrate Attention to Detail
Since the role requires excellent attention to detail, be ready to provide examples of how you've ensured accuracy and compliance in your past work. This could include discussing any audits or reviews you've conducted.
✨Communicate Effectively
Strong communication skills are essential for this position. Practice articulating your thoughts clearly and concisely, and be prepared to explain complex compliance concepts in a way that is easy to understand.
✨Understand the Business Functions
Familiarize yourself with the various business functions mentioned in the job description, such as marketing and client relationship management. Be ready to discuss how you can contribute to these areas while ensuring compliance and risk management.
