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- Tasks: Lead compliance efforts, respond to regulatory changes, and oversee implementation of actions.
- Company: Join a unique wealth and asset management firm with a vibrant culture.
- Benefits: Enjoy hybrid working options and a supportive work environment.
- Why this job: Make an impact in the asset management sector while shaping compliance strategies.
- Qualifications: Strong understanding of asset management and knowledge of ESG regulations preferred.
- Other info: Work with regulators, auditors, and service providers in a dynamic role.
The predicted salary is between 48000 - 72000 £ per year.
A distinctively cultured wealth & asset management firm with hybrid working in place seeks a Compliance Advisory Manager. The successful candidate will play a lead role in responding to regulatory changes and as such will undertake horizon scanning, agreeing actions with the business and overseeing their implementation.
Furthermore, the job holder will provide advice on financial promotions, approve its content, as well as provide information to third parties such as the regulator, external auditors and service providers.
Candidates are sought with a strong understanding of asset management within which working knowledge of product governance and ESG related regulations would prove advantageous.
Compliance Advisory Manager, Asset Management employer: Hays
Contact Detail:
Hays Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Advisory Manager, Asset Management
✨Tip Number 1
Familiarise yourself with the latest regulatory changes in asset management. This will not only help you understand the landscape but also demonstrate your proactive approach during discussions with us.
✨Tip Number 2
Network with professionals in the compliance and asset management sectors. Engaging with industry peers can provide insights into best practices and may even lead to referrals that could strengthen your application.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully implemented compliance measures in previous roles. We value practical experience, so showcasing your achievements will set you apart from other candidates.
✨Tip Number 4
Stay updated on ESG regulations and product governance trends. Being knowledgeable in these areas will not only enhance your credibility but also align you with our firm's focus on responsible investment practices.
We think you need these skills to ace Compliance Advisory Manager, Asset Management
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Advisory Manager in asset management. Familiarise yourself with regulatory changes and the importance of product governance and ESG regulations.
Tailor Your CV: Highlight your relevant experience in compliance and asset management. Emphasise any specific achievements related to regulatory changes or financial promotions that demonstrate your expertise in the field.
Craft a Compelling Cover Letter: Use your cover letter to explain why you're the perfect fit for this role. Discuss your understanding of the asset management industry and how your skills align with the company's needs, particularly in relation to compliance and regulatory matters.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter. Ensure there are no spelling or grammatical errors, as attention to detail is crucial in compliance roles.
How to prepare for a job interview at Hays
✨Understand Regulatory Changes
Make sure you are well-versed in the latest regulatory changes affecting asset management. Be prepared to discuss how these changes impact the business and what proactive measures you would recommend.
✨Showcase Your Advisory Skills
Highlight your experience in providing compliance advice, especially regarding financial promotions. Prepare examples of how you've successfully navigated complex compliance issues in the past.
✨Demonstrate Knowledge of ESG Regulations
Given the importance of ESG in asset management, be ready to discuss your understanding of related regulations. Share insights on how you have integrated ESG considerations into compliance frameworks.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think through potential challenges you might face in the role and how you would address them effectively.
