At a Glance
- Tasks: Manage compliance tasks, monitor regulations, and advise senior stakeholders.
- Company: Join a boutique hedge fund in London with a strong regulatory focus.
- Benefits: Enjoy a hybrid work model with flexibility and part-time hours.
- Why this job: Gain valuable experience in a dynamic environment with exposure to UK and US regulations.
- Qualifications: Must have over 10 years of compliance experience in finance.
- Other info: This is a permanent role for those seeking long-term part-time opportunities.
The predicted salary is between 60000 - 84000 £ per year.
One Ten Associates are partnering with a boutique hedge fund that is looking to hire a Compliance Manager within their London office. This role will be part time, working 3 days a week and will be offering a hybrid pattern of 2 days in the office and 1 day remotely. This is a permanent opportunity; we are looking for candidates who are seeking part time roles on a permanent, long time basis and NOT seeing this as a short term/interim opportunity.
The role will be a generalised compliance position, reporting into the COO of the organisation (who also holds the SMF16/17 functions). The fund is regulated by the FCA and SEC and therefore, there will be exposure across UK and US regulations.
The job holder will be expected to:
- Carry out compliance monitoring reviews/surveillance
- Provide regulatory advice to senior stakeholders
- Draft, update and implement compliance policies/procedures
- Conduct regulatory reporting across FCA and SEC (and other required regulatory bodies)
The ideal candidate will have over 10 years relevant compliance experience, having worked within a hedge fund, asset manager or family investment office.
Compliance Manager - Part time employer: One Ten Associates
Contact Detail:
One Ten Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Part time
✨Tip Number 1
Network with professionals in the hedge fund and compliance sectors. Attend industry events or webinars to connect with people who might have insights into the role or even know about the hiring process at the boutique hedge fund.
✨Tip Number 2
Familiarise yourself with both FCA and SEC regulations, as this role requires knowledge of compliance across UK and US frameworks. Consider joining relevant online forums or groups where you can discuss these regulations with peers.
✨Tip Number 3
Prepare to demonstrate your experience in compliance monitoring and regulatory reporting during any interviews. Think of specific examples from your past roles that showcase your ability to handle compliance challenges effectively.
✨Tip Number 4
Show your commitment to a long-term part-time role by expressing your interest in the company's culture and values. Research the boutique hedge fund's mission and vision, and be ready to discuss how you align with them during your conversations.
We think you need these skills to ace Compliance Manager - Part time
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant compliance experience, especially in hedge funds or asset management. Emphasise your familiarity with FCA and SEC regulations, as well as any specific compliance monitoring reviews you've conducted.
Craft a Strong Cover Letter: In your cover letter, express your interest in the part-time nature of the role and your long-term commitment. Mention how your experience aligns with the responsibilities listed, such as providing regulatory advice and drafting compliance policies.
Showcase Relevant Skills: Highlight key skills that are essential for the Compliance Manager role, such as attention to detail, analytical thinking, and strong communication abilities. Provide examples of how you've successfully applied these skills in previous roles.
Proofread Your Application: Before submitting, carefully proofread your application materials for any spelling or grammatical errors. A polished application reflects your professionalism and attention to detail, which are crucial in compliance roles.
How to prepare for a job interview at One Ten Associates
✨Showcase Your Compliance Expertise
Make sure to highlight your extensive experience in compliance, especially within hedge funds or asset management. Be prepared to discuss specific examples of how you've navigated FCA and SEC regulations in your previous roles.
✨Understand the Company Culture
Research One Ten Associates and the boutique hedge fund they represent. Understanding their values and work culture will help you tailor your responses and demonstrate that you're a good fit for their team.
✨Prepare for Regulatory Scenarios
Anticipate questions related to compliance monitoring and regulatory reporting. Think of scenarios where you successfully implemented compliance policies or handled regulatory challenges, as these will showcase your problem-solving skills.
✨Ask Insightful Questions
Prepare thoughtful questions about the role and the company's compliance strategy. This not only shows your interest but also gives you a chance to assess if the position aligns with your long-term career goals.