Compliance Advisor - Compliance Recruitment Solutions
Compliance Advisor - Compliance Recruitment Solutions

Compliance Advisor - Compliance Recruitment Solutions

Leicester Full-Time 42000 - 58000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Join us as a Compliance Advisor, tackling client issues and delivering practical solutions.
  • Company: Be part of a renowned compliance consultancy making a real impact in the industry.
  • Benefits: Enjoy a competitive salary, car allowance, flexible working, and 5 weeks holiday.
  • Why this job: This role offers a mix of advisory work and travel, perfect for those who thrive on variety.
  • Qualifications: You need a L4 Diploma in Regulated Financial Planning and CeMAP, plus strong communication skills.
  • Other info: Work from home with 60% travel; all fuel costs covered.

The predicted salary is between 42000 - 58000 £ per year.

Retail Compliance Advisory & Monitoring – L4 Qualified with CeMAP required £50K + £5K Car Allowance East Midlands/South Yorks (Home based with 60% travel) Ref:4083D

Our client, a well-known compliance consultancy, is recruiting a Field Advisor for their East of England client base. Carrying out a mix of advisory & monitoring work, whether at clients’ offices or from home depending on needs, duties include:

  • Analysing client issues and assisting in problem solving via a consultative approach
  • Providing support to clients during times of regulatory and business change and updating firms of any relevant regulatory and/or legislative changes during visits
  • Producing and delivering accurate reports and action plans to provide clear, practical solutions to specific business needs for member firms to enable them to develop, monitor and maintain compliance standards to mitigate risks within their business
  • Ensuring delivery of T&C Services with effective delivery of training needs analysis, skills assessments, one to ones and development plans

You must have a L4 Diploma in Regulated Financial Planning or equivalent qualification and also CeMAP, with experience working in a regulatory/compliance environment with strong relationship building and exceptional communication skills, both written & verbal. You must be prepared to travel up to 3-4 days per week (all fuel paid of course) in normal working hours with the rest WFH on a flexible basis (and benefits including 5 weeks holiday).

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.

Compliance Advisor - Compliance Recruitment Solutions employer: Compliance Recruitment Solutions

As a leading compliance consultancy, we pride ourselves on fostering a supportive and dynamic work culture that prioritises employee growth and development. With a competitive salary of £50K plus a £5K car allowance, our Compliance Advisor role offers the flexibility of home working combined with the opportunity to engage with clients across the East Midlands and South Yorkshire, ensuring a balanced work-life experience. Join us to be part of a team that values your expertise and provides the resources necessary for you to thrive in a rewarding career.
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Contact Detail:

Compliance Recruitment Solutions Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Advisor - Compliance Recruitment Solutions

✨Tip Number 1

Familiarise yourself with the latest regulatory changes in the compliance sector. Being well-versed in current legislation will not only boost your confidence during interviews but also demonstrate your commitment to staying informed and proactive in your field.

✨Tip Number 2

Network with professionals in the compliance industry, especially those who have experience in advisory roles. Attend relevant events or webinars to build connections and gain insights that could give you an edge when discussing your qualifications and experiences.

✨Tip Number 3

Prepare specific examples of how you've successfully navigated compliance challenges in previous roles. Use the STAR method (Situation, Task, Action, Result) to structure your responses, as this will help you articulate your problem-solving skills effectively.

✨Tip Number 4

Research the company’s values and recent projects. Tailoring your conversation to align with their mission and demonstrating how your background fits into their goals can significantly enhance your chances of making a positive impression during interviews.

We think you need these skills to ace Compliance Advisor - Compliance Recruitment Solutions

Regulatory Knowledge
Compliance Monitoring
Analytical Skills
Problem-Solving Skills
Report Writing
Client Relationship Management
Communication Skills
Training Needs Analysis
Attention to Detail
Time Management
Adaptability
Knowledge of Financial Regulations
CeMAP Qualification
L4 Diploma in Regulated Financial Planning
Field Advisory Experience

Some tips for your application 🫡

Understand the Role: Read the job description thoroughly to understand the key responsibilities and qualifications required for the Compliance Advisor position. Tailor your application to highlight how your skills and experience align with these requirements.

Highlight Relevant Qualifications: Make sure to emphasise your L4 Diploma in Regulated Financial Planning or equivalent qualification, as well as your CeMAP certification. Clearly state your experience in a regulatory or compliance environment to demonstrate your suitability for the role.

Showcase Communication Skills: Since exceptional communication skills are crucial for this role, provide examples in your CV and cover letter that showcase your written and verbal communication abilities. Consider including specific instances where you successfully built relationships or resolved client issues.

Craft a Strong Cover Letter: Write a compelling cover letter that not only reiterates your qualifications but also expresses your enthusiasm for the role and the company. Mention your willingness to travel and your ability to work flexibly from home, as these are important aspects of the job.

How to prepare for a job interview at Compliance Recruitment Solutions

✨Know Your Compliance Regulations

Make sure you are well-versed in the latest compliance regulations and legislative changes relevant to the role. This will not only show your expertise but also demonstrate your commitment to staying updated in a constantly evolving field.

✨Demonstrate Problem-Solving Skills

Prepare examples of how you've successfully analysed client issues and provided practical solutions in previous roles. Use the STAR method (Situation, Task, Action, Result) to structure your responses effectively.

✨Showcase Your Communication Skills

Since the role requires exceptional written and verbal communication skills, be ready to discuss how you've built relationships with clients and delivered training or reports. Practise articulating your thoughts clearly and confidently.

✨Be Ready for Travel Discussions

As the position involves significant travel, be prepared to discuss your flexibility and willingness to travel. Highlight any previous experience you have with remote work and managing your time effectively while on the road.

Compliance Advisor - Compliance Recruitment Solutions
Compliance Recruitment Solutions
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