Chief Compliance Officer -Investment Banking (emerging markets)

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Chief Compliance Officer -Investment Banking (emerging markets), London

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Client:

Page Executive

Location:

London, United Kingdom

Job Category:

Finance

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EU work permit required:

Yes

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Job Reference:

b819007fdd30

Job Views:

10

Posted:

26.04.2025

Expiry Date:

10.06.2025

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Job Description:

Job Description

• Develop and oversee control systems to prevent violations of regulations and internal policies
• Evaluate the efficiency of controls and improve them continuously
• Revise procedures, reports, etc. periodically to identify hidden risks or non-conformity issues
• Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations
• Assess the business\’s future ventures to identify possible compliance risks
• Review the work of colleagues when necessary to identify compliance issues and provide advice or training
• Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
• Prepare reports for senior management and external regulatory bodies as appropriate

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